{"id":10289,"date":"2026-09-13T09:14:02","date_gmt":"2026-09-13T00:14:02","guid":{"rendered":"https:\/\/triumphmind.com\/cfa\/?p=10289"},"modified":"2026-09-13T15:58:09","modified_gmt":"2026-09-13T06:58:09","slug":"finra-series7-chuzai","status":"publish","type":"post","link":"https:\/\/triumphmind.com\/cfa\/2026\/09\/13\/finra-series7-chuzai\/","title":{"rendered":"\u3010\u7c73\u56fd\u99d0\u5728\u3011FINRA\u767b\u9332\u3068Series 7\u306e\u5168\u4f53\u50cf\uff5cSIE\u30fbSeries 63\u30fb\u30b9\u30dd\u30f3\u30b5\u30fc\u8981\u4ef6\u3068\u3001\u305d\u306e\u5148\u306eCFA\u00ae\ufe0e\u307e\u3067"},"content":{"rendered":"<style><span data-mce-type=\"bookmark\" style=\"display: inline-block; width: 0px; overflow: hidden; line-height: 0;\" class=\"mce_SELRES_start\">\ufeff<\/span><br \/>.fa-tblwrap{margin:1.5em 0;}<br \/>.fa-tbl{overflow-x:auto;-webkit-overflow-scrolling:touch;}<br \/>.fa-tbl table{width:100%;border-collapse:collapse;min-width:560px;margin:0;}<br \/>.fa-tbl th,.fa-tbl 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class=\"box05\">\n<p>\u7c73\u56fd\u99d0\u5728\u304c\u6c7a\u307e\u308a\u3001\u73fe\u5730\u3067\u8a3c\u5238\u696d\u52d9\u306b\u95a2\u308f\u308b\u3053\u3068\u306b\u306a\u3063\u305f\u3089\u3001\u6700\u521d\u306b\u77e5\u308b\u3079\u304d\u306f<strong>\u300c\u3069\u306e\u8cc7\u683c\u8a66\u9a13\u3092\u3001\u3069\u306e\u9806\u756a\u3067\u53d7\u3051\u308b\u3053\u3068\u306b\u306a\u308b\u306e\u304b\u300d<\/strong>\u3067\u3059\u3002\u5fc5\u8981\u306b\u306a\u308b\u306e\u306f <strong>SIE<\/strong>\uff08\u8a3c\u5238\u696d\u754c\u306e\u5171\u901a\u8a66\u9a13\uff09\u3001<strong>Series 7<\/strong>\uff08\u4e00\u822c\u8a3c\u5238\u5916\u52d9\u54e1\uff09\u3001<strong>Series 63<\/strong>\uff08\u5dde\u6cd5\u306e\u8a66\u9a13\uff09\u306e3\u3064\u3067\u3001\u539f\u5247\u3053\u306e\u9806\u306b\u53d7\u3051\u307e\u3059\u3002<\/p>\n<p>\u305d\u306e\u3046\u3048\u3067\u3001\u65e5\u672c\u306e\u611f\u899a\u3068\u6700\u3082\u9055\u3046\u70b9\u304c\u3072\u3068\u3064\u3042\u308a\u307e\u3059\u3002<strong>\u3053\u308c\u3089\u306f\u500b\u4eba\u304c\u81ea\u7531\u306b\u7533\u3057\u8fbc\u3081\u308b\u8cc7\u683c\u8a66\u9a13\u3067\u306f\u306a\u304f\u3001\u52e4\u52d9\u5148\u3092\u901a\u3058\u305f\u767b\u9332\u5236\u5ea6\u306e\u4e00\u90e8<\/strong>\u3060\u3068\u3044\u3046\u3053\u3068\u3067\u3059\u3002SIE\u306f18\u6b73\u4ee5\u4e0a\u306a\u3089\u8ab0\u3067\u3082\u53d7\u9a13\u3067\u304d\u5408\u683c\u306f4\u5e74\u9593\u6709\u52b9\u3067\u3059\u304c\u3001Series 7\u4ee5\u4e0a\u306f<strong>FINRA\u52a0\u76df\u4f1a\u793e\u306b\u6240\u5c5e\u3057\u3001\u305d\u306e\u4f1a\u793e\u306e\u30b9\u30dd\u30f3\u30b5\u30fc\uff08Form U4\u306e\u63d0\u51fa\uff09\u3092\u53d7\u3051\u3066\u3044\u308b\u3053\u3068<\/strong>\u304c\u53d7\u9a13\u306e\u6761\u4ef6\u306b\u306a\u308a\u307e\u3059\u3002\u3064\u307e\u308a\u3001\u8d74\u4efb\u524d\u306b\u81ea\u8cbb\u3067\u5148\u306b\u53d6\u3063\u3066\u304a\u3051\u308b\u306e\u306fSIE\u307e\u3067\u3067\u3059\u3002<\/p>\n<p>\u3053\u306e\u8a18\u4e8b\u3067\u306f\u30013\u3064\u306e\u8a66\u9a13\u304c\u305d\u308c\u305e\u308c\u4f55\u3092\u554f\u3046\u3082\u306e\u306a\u306e\u304b\u3001FINRA\u767b\u9332\u306e\u4ed5\u7d44\u307f\u3001\u554f\u984c\u6570\u30fb\u8a66\u9a13\u6642\u9593\u30fb\u5408\u683c\u57fa\u6e96\u30fb\u53d7\u9a13\u6599\u3001\u65e5\u672c\u306e\u8a3c\u5238\u5916\u52d9\u54e1\u8cc7\u683c\u3068\u306e\u9055\u3044\u3001\u305d\u3057\u3066<strong>\u7c73\u56fd\u99d0\u5728\u306e\u91d1\u878d\u30d1\u30fc\u30bd\u30f3\u304c\u306a\u305cCFA\u00ae\ufe0e\uff08\u7c73\u56fd\u8a3c\u5238\u30a2\u30ca\u30ea\u30b9\u30c8\uff09\u306b\u5411\u304b\u3046\u306e\u304b<\/strong>\u307e\u3067\u3092\u3001FINRA\u3068NASAA\u306e\u516c\u958b\u60c5\u5831\u3092\u3082\u3068\u306b\u65e5\u672c\u8a9e\u3067\u6574\u7406\u3057\u307e\u3059\u3002<\/p>\n<\/div>\n<h2>\u7d50\u8ad6\uff1a\u5fc5\u8981\u306b\u306a\u308b\u306e\u306fSIE\u30fbSeries 7\u30fbSeries 63\u306e3\u3064\u3002\u5148\u306b\u53d6\u308c\u308b\u306e\u306fSIE\u3060\u3051<\/h2>\n<p>\u7c73\u56fd\u99d0\u5728\u304c\u6c7a\u307e\u3063\u305f\u91d1\u878d\u6a5f\u95a2\u306e\u65b9\u304b\u3089\u3001\u300c\u5411\u3053\u3046\u3067\u5fc5\u8981\u306b\u306a\u308b\u8cc7\u683c\u3092\u4eca\u306e\u3046\u3061\u306b\u53d6\u3063\u3066\u304a\u304d\u305f\u3044\u300d\u3068\u3044\u3046\u3054\u76f8\u8ac7\u3092\u3044\u305f\u3060\u304f\u3053\u3068\u304c\u3042\u308a\u307e\u3059\u3002\u307e\u305a\u3001\u5fc5\u8981\u306b\u306a\u308b\u8a66\u9a13\u3092\u4e26\u3079\u307e\u3059\u3002<\/p>\n<ul>\n<li><strong>SIE\uff08Securities Industry Essentials\uff09<\/strong>\u2014\u2014\u8a3c\u5238\u696d\u754c\u306e\u5171\u901a\u8a66\u9a13\u3002\u3059\u3079\u3066\u306e\u767b\u9332\u306e\u5165\u53e3<\/li>\n<li><strong>Series 7\uff08General Securities Representative\uff09<\/strong>\u2014\u2014\u4e00\u822c\u8a3c\u5238\u5916\u52d9\u54e1\u3002\u682a\u5f0f\u30fb\u50b5\u5238\u30fb\u6295\u8cc7\u4fe1\u8a17\u30fb\u30aa\u30d7\u30b7\u30e7\u30f3\u307e\u3067\u6271\u3048\u308b\u767b\u9332<\/li>\n<li><strong>Series 63\uff08Uniform Securities Agent State Law\uff09<\/strong>\u2014\u2014\u5dde\u6cd5\u306e\u8a66\u9a13\u3002\u5927\u534a\u306e\u5dde\u304c\u8ab2\u3059<\/li>\n<\/ul>\n<p>\u3053\u306e\u3046\u3061<strong>\u81ea\u5206\u306e\u610f\u601d\u3060\u3051\u3067\u5148\u306b\u53d6\u308c\u308b\u306e\u306fSIE\u3060\u3051<\/strong>\u3067\u3059\u3002\u7406\u7531\u306f\u3001\u7c73\u56fd\u306e\u8a3c\u5238\u5916\u52d9\u54e1\u767b\u9332\u304c\u500b\u4eba\u306e\u8cc7\u683c\u8a66\u9a13\u3067\u306f\u306a\u304f\u3001<strong>\u6240\u5c5e\u3059\u308b\u8a3c\u5238\u4f1a\u793e\uff08broker-dealer\uff09\u3092\u901a\u3058\u305f\u767b\u9332\u5236\u5ea6<\/strong>\u3060\u304b\u3089\u3067\u3059\u3002FINRA\u306f\u3001Series 7\u306e\u3088\u3046\u306a\u767b\u9332\u5916\u52d9\u54e1\u30ec\u30d9\u30eb\u306e\u8a66\u9a13\u306b\u3064\u3044\u3066\u300cFINRA\u52a0\u76df\u4f1a\u793e\u307e\u305f\u306f\u4ed6\u306e\u81ea\u4e3b\u898f\u5236\u6a5f\u95a2\uff08SRO\uff09\u306e\u4f1a\u54e1\u4f1a\u793e\u306b\u6240\u5c5e\u3057\u3001\u305d\u306e\u4f1a\u793e\u306e\u30b9\u30dd\u30f3\u30b5\u30fc\u3092\u53d7\u3051\u3066\u3044\u308b\u3053\u3068\u304c\u53d7\u9a13\u306e\u6761\u4ef6\u300d\u3068\u660e\u793a\u3057\u3066\u3044\u307e\u3059\u3002\u4f1a\u793e\u304cForm U4\u3092\u63d0\u51fa\u3057\u3001\u305d\u3053\u3067\u521d\u3081\u3066\u53d7\u9a13\u306e\u624b\u7d9a\u304d\u304c\u52d5\u304d\u307e\u3059\u3002<\/p>\n<p>\u4e00\u65b9\u3067SIE\u306f2018\u5e7410\u6708\u306b\u5c0e\u5165\u3055\u308c\u305f\u5171\u901a\u8a66\u9a13\u3067\u3001\u696d\u754c\u3068\u306e\u95a2\u4fc2\u3092\u554f\u308f\u305a\u306b\u53d7\u9a13\u3067\u304d\u307e\u3059\u300218\u6b73\u4ee5\u4e0a\u3067\u3042\u308c\u3070\u7c73\u56fd\u5e02\u6c11\u3067\u3042\u308b\u5fc5\u8981\u3082\u306a\u304f\u3001\u5408\u683c\u306f4\u5e74\u9593\u6709\u52b9\u3067\u3059\u3002\u3053\u306e4\u5e74\u3068\u3044\u3046\u6709\u52b9\u671f\u9650\u304c\u3042\u308b\u305f\u3081\u3001<strong>\u8d74\u4efb\u306e1\u301c2\u5e74\u524d\u304b\u3089SIE\u3092\u5148\u306b\u7247\u3065\u3051\u3066\u304a\u304f<\/strong>\u3068\u3044\u3046\u6bb5\u53d6\u308a\u304c\u73fe\u5b9f\u7684\u306a\u9078\u629e\u80a2\u306b\u306a\u308a\u307e\u3059\u3002<\/p>\n<h2>\u305d\u3082\u305d\u3082SIE\u30fbSeries 7\u30fbSeries 63\u3068\u306f\u4f55\u304b<\/h2>\n<p>3\u3064\u3068\u3082\u8a3c\u5238\u5916\u52d9\u54e1\u306b\u306a\u308b\u305f\u3081\u306e\u8a66\u9a13\u3067\u3059\u304c\u3001\u5f79\u5272\u306f\u305d\u308c\u305e\u308c\u9055\u3044\u307e\u3059\u3002\u65e5\u672c\u306e\u8cc7\u683c\u306b\u5f15\u304d\u5bc4\u305b\u3066\u8a00\u3048\u3070\u3001<strong>SIE\u3068Series 7\u3092\u5408\u308f\u305b\u305f\u3082\u306e\u304c\u4e00\u7a2e\u5916\u52d9\u54e1\u8cc7\u683c\u306b\u8fd1\u304f\u3001\u305d\u3053\u306bSeries 63\u3068\u3044\u3046\u300c\u55b6\u696d\u3059\u308b\u5dde\u3054\u3068\u306e\u8a31\u53ef\u300d\u304c\u4e57\u3063\u3066\u304f\u308b<\/strong>\u2014\u2014\u3053\u306e\u5bfe\u5fdc\u95a2\u4fc2\u3092\u5148\u306b\u982d\u306b\u5165\u308c\u3066\u304a\u304f\u3068\u3001\u4ee5\u964d\u306e\u8a71\u304c\u6574\u7406\u3057\u3084\u3059\u304f\u306a\u308a\u307e\u3059\u3002<\/p>\n<h3>SIE\uff5c\u8a3c\u5238\u696d\u754c\u306e\u5171\u901a\u8a66\u9a13\u3002\u3053\u3053\u3060\u3051\u306f\u8ab0\u3067\u3082\u53d7\u3051\u3089\u308c\u308b<\/h3>\n<p>SIE\uff08Securities Industry Essentials\uff09\u306f\u30012018\u5e7410\u6708\u306bFINRA\u304c\u5c0e\u5165\u3057\u305f\u5171\u901a\u8a66\u9a13\u3067\u3059\u3002\u305d\u308c\u307e\u3067\u5404\u8a66\u9a13\u306b\u6563\u3089\u3070\u3063\u3066\u3044\u305f\u300c\u8a3c\u5238\u696d\u754c\u3067\u50cd\u304f\u4eba\u306a\u3089\u8ab0\u3067\u3082\u77e5\u3063\u3066\u3044\u308b\u3079\u304d\u57fa\u790e\u300d\u30921\u672c\u306b\u5207\u308a\u51fa\u3057\u305f\u3082\u306e\u3067\u3001<strong>\u3069\u306e\u767b\u9332\u3092\u76ee\u6307\u3059\u4eba\u3082\u6700\u521d\u306b\u901a\u308a\u307e\u3059<\/strong>\u3002<\/p>\n<p>\u554f\u308f\u308c\u308b\u306e\u306f\u3001\u8a3c\u5238\u5e02\u5834\u306e\u4ed5\u7d44\u307f\uff08\u767a\u884c\u5e02\u5834\u3068\u6d41\u901a\u5e02\u5834\u3001\u898f\u5236\u5f53\u5c40\u306e\u5f79\u5272\uff09\u3001\u5546\u54c1\u306e\u7a2e\u985e\uff08\u682a\u5f0f\u30fb\u50b5\u5238\u30fb\u6295\u8cc7\u4fe1\u8a17\u30fb\u30aa\u30d7\u30b7\u30e7\u30f3\u30fb\u5909\u984d\u5546\u54c1\u306a\u3069\uff09\u3068\u305d\u308c\u305e\u308c\u306e\u30ea\u30b9\u30af\u3001\u9867\u5ba2\u53e3\u5ea7\u3068\u53d6\u5f15\u306e\u57fa\u790e\u3001\u7981\u6b62\u884c\u70ba\u3068\u305d\u306e\u5e30\u7d50\u3067\u3059\u3002\u500b\u5225\u5546\u54c1\u306e\u7d30\u304b\u3044\u5b9f\u52d9\u3067\u306f\u306a\u304f\u3001<strong>\u696d\u754c\u306e\u5730\u56f3<\/strong>\u3092\u554f\u3046\u8a66\u9a13\u3060\u3068\u8003\u3048\u3066\u304f\u3060\u3055\u3044\u3002<\/p>\n<p>\u3053\u306e\u8a66\u9a13\u3060\u3051\u306f\u30b9\u30dd\u30f3\u30b5\u30fc\u4e0d\u8981\u3067\u300118\u6b73\u4ee5\u4e0a\u306a\u3089\u8ab0\u3067\u3082\u53d7\u3051\u3089\u308c\u307e\u3059\u3002\u305f\u3060\u3057<strong>SIE\u306b\u5408\u683c\u3057\u305f\u3060\u3051\u3067\u306f\u3001\u3069\u306e\u696d\u52d9\u3082\u884c\u3048\u307e\u305b\u3093<\/strong>\u3002Series 7\u306a\u3069\u306e\u767b\u9332\u5916\u52d9\u54e1\u8a66\u9a13\u3068\u30bb\u30c3\u30c8\u3067\u3001\u521d\u3081\u3066\u767b\u9332\u304c\u6210\u7acb\u3057\u307e\u3059\u3002<\/p>\n<h3>Series 7\uff5c\u4e00\u822c\u8a3c\u5238\u5916\u52d9\u54e1\u3002\u6271\u3048\u308b\u5546\u54c1\u306e\u5e45\u304c\u6700\u3082\u5e83\u3044<\/h3>\n<p>Series 7\uff08General Securities Representative Exam\uff09\u306f\u3001<strong>\u8a3c\u5238\u4f1a\u793e\u306e\u62c5\u5f53\u8005\u3068\u3057\u3066\u9867\u5ba2\u306b\u5546\u54c1\u3092\u52e7\u8a98\u30fb\u8ca9\u58f2\u3059\u308b\u305f\u3081\u306e\u767b\u9332\u8a66\u9a13<\/strong>\u3067\u3059\u3002\u767b\u9332\u3055\u308c\u308b\u3068\u3001\u682a\u5f0f\u3001\u793e\u50b5\u3001\u5730\u65b9\u50b5\u3001\u6295\u8cc7\u4fe1\u8a17\u3001\u5909\u984d\u5e74\u91d1\u3001\u30aa\u30d7\u30b7\u30e7\u30f3\u3001DPP\uff08\u76f4\u63a5\u53c2\u52a0\u578b\u30d7\u30ed\u30b0\u30e9\u30e0\uff09\u306a\u3069\u3001\u6271\u3048\u308b\u5546\u54c1\u306e\u7bc4\u56f2\u304c\u6700\u3082\u5e83\u304f\u306a\u308a\u307e\u3059\u3002<\/p>\n<p>\u51fa\u984c\u306e\u4e2d\u5fc3\u306f\u3001\u9867\u5ba2\u3068\u306e\u95a2\u4fc2\uff08\u53e3\u5ea7\u958b\u8a2d\u3001\u9069\u5408\u6027\u306e\u5224\u65ad\u3001\u6ce8\u6587\u306e\u53d7\u8a17\u3068\u57f7\u884c\u3001\u9867\u5ba2\u8cc7\u7523\u306e\u7ba1\u7406\uff09\u3068\u3001\u5546\u54c1\u3054\u3068\u306e\u77e5\u8b58\u30fb\u898f\u5236\u3067\u3059\u3002\u65e5\u672c\u306e\u4e00\u7a2e\u5916\u52d9\u54e1\u8cc7\u683c\u306b\u6700\u3082\u8fd1\u3044\u4f4d\u7f6e\u3065\u3051\u3067\u3059\u304c\u3001<strong>\u30aa\u30d7\u30b7\u30e7\u30f3\u3068\u5730\u65b9\u50b5\uff08municipal bonds\uff09\u306e\u6bd4\u91cd\u304c\u5927\u304d\u3044<\/strong>\u70b9\u304c\u65e5\u672c\u3068\u6c7a\u5b9a\u7684\u306b\u9055\u3044\u307e\u3059\u3002\u3053\u3053\u304c\u65e5\u672c\u8a9e\u8a71\u8005\u306b\u3068\u3063\u3066\u306e\u96e3\u6240\u306b\u306a\u308a\u307e\u3059\u3002<\/p>\n<p>\u53d7\u9a13\u306b\u306f\u52e4\u52d9\u5148\u306e\u30b9\u30dd\u30f3\u30b5\u30fc\u304c\u5fc5\u8981\u3067\u3059\u3002\u307e\u305fSIE\u3068\u306f\u300c\u5171\u901a\u8981\u4ef6\uff08corequisite\uff09\u300d\u306e\u95a2\u4fc2\u306b\u3042\u308a\u3001General Securities Representative\u3068\u3057\u3066\u767b\u9332\u3059\u308b\u306b\u306f\u4e21\u65b9\u306e\u5408\u683c\u304c\u5fc5\u8981\u3067\u3059\u3002<\/p>\n<h3>Series 63\uff5c\u5dde\u6cd5\u306e\u8a66\u9a13\u3002FINRA\u3067\u306f\u306a\u304f\u5dde\u306e\u8981\u4ef6<\/h3>\n<p>Series 63\uff08Uniform Securities Agent State Law Examination\uff09\u306f\u3001<strong>FINRA\u306e\u8981\u4ef6\u3067\u306f\u3042\u308a\u307e\u305b\u3093<\/strong>\u3002NASAA\uff08North American Securities Administrators Association\uff0f\u5317\u7c73\u8a3c\u5238\u7ba1\u7406\u8005\u5354\u4f1a\uff09\u304c\u4f5c\u6210\u3057\u3001FINRA\u304c\u5b9f\u65bd\u3059\u308b\u8a66\u9a13\u3067\u3001<strong>\u5404\u5dde\u304c\u81ea\u5dde\u3067\u55b6\u696d\u3059\u308b\u5916\u52d9\u54e1\u306b\u8ab2\u3057\u3066\u3044\u308b\u767b\u9332\u8981\u4ef6<\/strong>\u3067\u3059\u3002<\/p>\n<p>\u554f\u308f\u308c\u308b\u306e\u306f\u5dde\u30ec\u30d9\u30eb\u306e\u8a3c\u5238\u898f\u5236\u3067\u3059\u3002\u5dde\u3078\u306e\u767b\u9332\u624b\u7d9a\u304d\u3001\u4e0d\u516c\u6b63\u306a\u53d6\u5f15\u6163\u884c\u3068\u8a50\u6b3a\u7684\u884c\u70ba\u306e\u7981\u6b62\u3001\u5dde\u5f53\u5c40\u306e\u6a29\u9650\u3068\u51e6\u5206\u3001\u5404\u5dde\u304c\u63a1\u7528\u3057\u3066\u3044\u308bUniform Securities Act\u306e\u8003\u3048\u65b9\u3002SIE\u3084Series 7\u3067\u6271\u3046\u9023\u90a6\u6cd5\uff08SEC\u30fbFINRA\u306e\u30eb\u30fc\u30eb\uff09\u3068\u306f<strong>\u5225\u306e\u5c64<\/strong>\u3060\u3068\u7406\u89e3\u3057\u3066\u304f\u3060\u3055\u3044\u3002<\/p>\n<p>\u5927\u534a\u306e\u5dde\u304c\u3053\u306e\u8a66\u9a13\u3092\u8ab2\u3059\u305f\u3081\u3001\u5b9f\u52d9\u4e0a\u306fSeries 7\u3068\u30bb\u30c3\u30c8\u3067\u6e96\u5099\u3057\u3001\u7d9a\u3051\u3066\u53d7\u9a13\u3059\u308b\u306e\u304c\u4e00\u822c\u7684\u3067\u3059\u3002<\/p>\n<h2>FINRA\u767b\u9332\u3068\u306f\u4f55\u304b\uff5c\u65e5\u672c\u306e\u5916\u52d9\u54e1\u767b\u9332\u3068\u4f55\u304c\u9055\u3046<\/h2>\n<h3>\u767b\u9332\u306e\u4e3b\u4f53\u306f\u300c\u4eba\u300d\u3067\u306f\u306a\u304f\u300c\u4f1a\u793e\u3092\u901a\u3058\u305f\u4eba\u300d<\/h3>\n<p>\u65e5\u672c\u3067\u8a3c\u5238\u5916\u52d9\u54e1\u3068\u3057\u3066\u50cd\u304f\u306b\u306f\u3001\u65e5\u672c\u8a3c\u5238\u696d\u5354\u4f1a\u306e\u5916\u52d9\u54e1\u8cc7\u683c\u8a66\u9a13\u306b\u5408\u683c\u3057\u3001\u6240\u5c5e\u4f1a\u793e\u3092\u901a\u3058\u3066\u5916\u52d9\u54e1\u767b\u9332\u3092\u884c\u3044\u307e\u3059\u3002\u4f1a\u793e\u3092\u901a\u3058\u3066\u767b\u9332\u3059\u308b\u3068\u3044\u3046\u9aa8\u683c\u306f\u7c73\u56fd\u3082\u540c\u3058\u3067\u3059\u304c\u3001\u7c73\u56fd\u306e\u307b\u3046\u304c<strong>\u300c\u4f1a\u793e\u304c\u5148\u3001\u8a66\u9a13\u304c\u5f8c\u300d<\/strong>\u3068\u3044\u3046\u9806\u5e8f\u304c\u306f\u3063\u304d\u308a\u3057\u3066\u3044\u307e\u3059\u3002<\/p>\n<p>\u7c73\u56fd\u3067\u306f\u3001\u8a3c\u5238\u4f1a\u793e\u306b\u63a1\u7528\u3055\u308c\u308b\u3068\u3001\u4f1a\u793e\u304c<strong>Form U4\uff08Uniform Application for Securities Industry Registration or Transfer\uff09<\/strong>\u3092\u4e2d\u592e\u767b\u9332\u6a5f\u69cb\uff08CRD\uff09\u306b\u63d0\u51fa\u3057\u307e\u3059\u3002\u3053\u306eU4\u306e\u63d0\u51fa\u306b\u3088\u3063\u3066\u53d7\u9a13\u8cc7\u683c\u304c\u767a\u751f\u3057\u3001\u5fc5\u8981\u306a\u8a66\u9a13\u306b\u5408\u683c\u3057\u3066\u521d\u3081\u3066\u767b\u9332\u5916\u52d9\u54e1\uff08registered representative\uff09\u306b\u306a\u308a\u307e\u3059\u3002SIE\u306b\u3064\u3044\u3066\u306fU4\u306e\u63d0\u51fa\u306a\u3057\u3067\u53d7\u9a13\u3067\u304d\u307e\u3059\u304c\u3001\u5408\u683c\u7d50\u679c\u304cCRD\u4e0a\u306e\u8a18\u9332\u3068\u3057\u3066\u53d6\u308a\u8fbc\u307e\u308c\u308b\u306e\u306f\u3001\u4f1a\u793e\u304cU4\u3092\u63d0\u51fa\u3057\u305f\u6642\u70b9\u3067\u3059\u3002<\/p>\n<p>\u3064\u307e\u308a\u3001\u65e5\u672c\u3067\u3044\u3048\u3070\u300c\u5185\u5b9a\u304c\u51fa\u3066\u304b\u3089\u5916\u52d9\u54e1\u8a66\u9a13\u3092\u53d7\u3051\u308b\u300d\u6d41\u308c\u304c\u5236\u5ea6\u3068\u3057\u3066\u56fa\u5b9a\u3055\u308c\u3066\u3044\u308b\u3001\u3068\u8003\u3048\u308b\u3068\u7406\u89e3\u3057\u3084\u3059\u3044\u306f\u305a\u3067\u3059\u3002<\/p>\n<h3>SEC\u30fbFINRA\u30fb\u5dde\u306e\u4e09\u5c64\u69cb\u9020<\/h3>\n<p>\u7c73\u56fd\u306e\u8a3c\u5238\u898f\u5236\u306f\u3001\u9023\u90a6\u306e<strong>SEC\uff08Securities and Exchange Commission\uff0f\u8a3c\u5238\u53d6\u5f15\u59d4\u54e1\u4f1a\uff09<\/strong>\u3001\u81ea\u4e3b\u898f\u5236\u6a5f\u95a2\u3067\u3042\u308b<strong>FINRA\uff08Financial Industry Regulatory Authority\uff09<\/strong>\u3001\u305d\u3057\u3066<strong>\u5404\u5dde\u306e\u8a3c\u5238\u5f53\u5c40<\/strong>\u3068\u3044\u3046\u4e09\u5c64\u3067\u69cb\u6210\u3055\u308c\u3066\u3044\u307e\u3059\u3002<\/p>\n<p>FINRA\u306fSEC\u306e\u76e3\u7763\u306e\u3082\u3068\u3067\u8a3c\u5238\u4f1a\u793e\u3068\u5916\u52d9\u54e1\u3092\u898f\u5236\u3059\u308b\u81ea\u4e3b\u898f\u5236\u6a5f\u95a2\uff08SRO\uff09\u3067\u3001\u8cc7\u683c\u8a66\u9a13\u306e\u4f5c\u6210\u30fb\u5b9f\u65bd\u3068\u767b\u9332\u306e\u7ba1\u7406\u3092\u62c5\u3063\u3066\u3044\u307e\u3059\u3002\u3053\u308c\u306b\u5bfe\u3057\u3066\u3001\u5dde\u3054\u3068\u306e\u767b\u9332\u8981\u4ef6\u3092\u5b9a\u3081\u3066\u3044\u308b\u306e\u306f\u5dde\u5f53\u5c40\u3067\u3001\u305d\u306e\u8a66\u9a13\u3092\u4f5c\u6210\u3057\u3066\u3044\u308b\u306e\u304c<strong>NASAA\uff08North American Securities Administrators Association\uff0f\u5317\u7c73\u8a3c\u5238\u7ba1\u7406\u8005\u5354\u4f1a\uff09<\/strong>\u3067\u3059\u3002Series 63\u304c\u3053\u3053\u306b\u8a72\u5f53\u3057\u307e\u3059\u3002<\/p>\n<p>\u65e5\u672c\u3067\u306f\u91d1\u878d\u5e81\u3068\u65e5\u672c\u8a3c\u5238\u696d\u5354\u4f1a\u306e\u4e8c\u5c64\u3067\u5b8c\u7d50\u3059\u308b\u306e\u306b\u5bfe\u3057\u3001\u7c73\u56fd\u3067\u306f<strong>\u5dde\u3068\u3044\u3046\u5c64\u304c\u5b9f\u52d9\u4e0a\u306e\u624b\u7d9a\u304d\u306b\u76f4\u63a5\u52b9\u3044\u3066\u304f\u308b<\/strong>\u2014\u2014\u3053\u3053\u304c\u65e5\u672c\u306e\u611f\u899a\u3068\u6700\u3082\u305a\u308c\u308b\u90e8\u5206\u3067\u3059\u3002<\/p>\n<h2>\u8a66\u9a13\u306e\u5168\u4f53\u50cf\uff5c\u554f\u984c\u6570\u30fb\u8a66\u9a13\u6642\u9593\u30fb\u5408\u683c\u57fa\u6e96\u30fb\u53d7\u9a13\u6599<\/h2>\n<p>\u99d0\u5728\u3059\u308b\u65e5\u672c\u4eba\u91d1\u878d\u30d1\u30fc\u30bd\u30f3\u306b\u95a2\u4fc2\u3059\u308b\u306e\u306f\u3001\u5b9f\u8cea\u7684\u306b\u6b21\u306e3\u3064\u3067\u3059\u3002\u6570\u5b57\u306f\u3044\u305a\u308c\u3082FINRA\u304c\u516c\u958b\u3057\u3066\u3044\u308b\u8a66\u9a13\u60c5\u5831\u3068\u5404\u8a66\u9a13\u306e\u8a66\u9a13\u8981\u9805\uff08Content Outline\uff09\u306b\u57fa\u3065\u3044\u3066\u3044\u307e\u3059\uff082026\u5e749\u6708\u6642\u70b9\uff09\u3002<\/p>\n<div class=\"fa-tblwrap\">\n<div class=\"fa-tbl\">\n<table>\n<thead>\n<tr>\n<th style=\"width: 156.51px;\"><\/th>\n<th style=\"width: 146.484px;\">SIE<\/th>\n<th style=\"width: 150.495px;\">Series 7<\/th>\n<th style=\"width: 167.552px;\">Series 63<\/th>\n<\/tr>\n<\/thead>\n<tbody>\n<tr>\n<th style=\"width: 156.51px;\">\u4f4d\u7f6e\u3065\u3051<\/th>\n<td style=\"width: 146.484px;\">\u8a3c\u5238\u696d\u754c\u306e\u5171\u901a\u8a66\u9a13<\/td>\n<td style=\"width: 150.495px;\">\u4e00\u822c\u8a3c\u5238\u5916\u52d9\u54e1<\/td>\n<td style=\"width: 167.552px;\">\u5dde\u6cd5\uff08NASAA\u4f5c\u6210\uff09<\/td>\n<\/tr>\n<tr>\n<th style=\"width: 156.51px;\">\u63a1\u70b9\u3055\u308c\u308b\u554f\u984c\u6570<\/th>\n<td class=\"fa-c\" style=\"width: 146.484px;\">75\u554f<\/td>\n<td class=\"fa-c\" style=\"width: 150.495px;\">125\u554f<\/td>\n<td class=\"fa-c\" style=\"width: 167.552px;\">60\u554f<\/td>\n<\/tr>\n<tr>\n<th style=\"width: 156.51px;\">\u63a1\u70b9\u3055\u308c\u306a\u3044\u4e88\u5099\u554f\u984c<\/th>\n<td class=\"fa-c\" style=\"width: 146.484px;\">5\u554f<\/td>\n<td class=\"fa-c\" style=\"width: 150.495px;\">5\u554f<\/td>\n<td class=\"fa-c\" style=\"width: 167.552px;\">5\u554f<\/td>\n<\/tr>\n<tr>\n<th style=\"width: 156.51px;\">\u5f53\u65e5\u51fa\u984c\u3055\u308c\u308b\u5408\u8a08<\/th>\n<td class=\"fa-c\" style=\"width: 146.484px;\"><strong>80\u554f<\/strong><\/td>\n<td class=\"fa-c\" style=\"width: 150.495px;\"><strong>130\u554f<\/strong><\/td>\n<td class=\"fa-c\" style=\"width: 167.552px;\"><strong>65\u554f<\/strong><\/td>\n<\/tr>\n<tr>\n<th style=\"width: 156.51px;\">\u8a66\u9a13\u6642\u9593<\/th>\n<td class=\"fa-c\" style=\"width: 146.484px;\">1\u6642\u959345\u5206<\/td>\n<td class=\"fa-c\" style=\"width: 150.495px;\">3\u6642\u959345\u5206<\/td>\n<td class=\"fa-c\" style=\"width: 167.552px;\">75\u5206<\/td>\n<\/tr>\n<tr>\n<th style=\"width: 156.51px;\">\u5408\u683c\u57fa\u6e96<\/th>\n<td class=\"fa-c\" style=\"width: 146.484px;\">70<\/td>\n<td class=\"fa-c\" style=\"width: 150.495px;\">72<\/td>\n<td class=\"fa-c\" style=\"width: 167.552px;\">60\u554f\u4e2d43\u554f<\/td>\n<\/tr>\n<tr>\n<th style=\"width: 156.51px;\">\u53d7\u9a13\u6599<\/th>\n<td class=\"fa-c\" style=\"width: 146.484px;\">$100<\/td>\n<td class=\"fa-c\" style=\"width: 150.495px;\">$395<\/td>\n<td class=\"fa-c\" style=\"width: 167.552px;\">$147<\/td>\n<\/tr>\n<tr>\n<th style=\"width: 156.51px;\">\u30b9\u30dd\u30f3\u30b5\u30fc<\/th>\n<td class=\"fa-c\" style=\"width: 146.484px;\"><strong>\u4e0d\u8981<\/strong><\/td>\n<td class=\"fa-c\" style=\"width: 150.495px;\">\u5fc5\u8981<\/td>\n<td class=\"fa-c\" style=\"width: 167.552px;\">\u5dde\u306e\u767b\u9332\u8981\u4ef6<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n<\/div>\n<p class=\"fa-hint\">\u2190 \u6a2a\u306b\u30b9\u30af\u30ed\u30fc\u30eb\u3067\u304d\u307e\u3059 \u2192<\/p>\n<\/div>\n<p>\u3053\u306e\u8868\u306e\u8aad\u307f\u65b9\u3067\u3001\u9593\u9055\u3048\u3084\u3059\u3044\u3068\u3053\u308d\u304c2\u3064\u3042\u308a\u307e\u3059\u3002<\/p>\n<p>\u3072\u3068\u3064\u306f<strong>\u5408\u683c\u57fa\u6e96<\/strong>\u3067\u3059\u3002SIE\u306e\u300c70\u300d\u3001Series 7\u306e\u300c72\u300d\u306f<strong>\u5408\u683c\u306b\u5fc5\u8981\u306a\u5f97\u70b9\u3067\u3042\u3063\u3066\u3001\u5408\u683c\u7387\u3067\u306f\u3042\u308a\u307e\u305b\u3093<\/strong>\u3002\u30a6\u30a7\u30d6\u4e0a\u306b\u306f\u300cSeries 7\u306e\u5408\u683c\u7387\u306f72%\u300d\u3068\u3044\u3046\u8868\u8a18\u304c\u65e5\u672c\u8a9e\u30fb\u82f1\u8a9e\u3092\u554f\u308f\u305a\u51fa\u56de\u3063\u3066\u3044\u307e\u3059\u304c\u3001\u3053\u308c\u306f\u3053\u306e\u5408\u683c\u57fa\u6e96\u70b9\u3092\u53d6\u308a\u9055\u3048\u305f\u3082\u306e\u3067\u3059\u3002<strong>FINRA\u306f\u5404\u8a66\u9a13\u306e\u5408\u683c\u7387\u3092\u516c\u8868\u3057\u3066\u3044\u307e\u305b\u3093\u3002<\/strong><\/p>\n<p>\u3082\u3046\u3072\u3068\u3064\u306f<strong>\u4e88\u5099\u554f\u984c\uff08pretest questions\uff09<\/strong>\u3067\u3059\u30023\u3064\u306e\u8a66\u9a13\u306f\u3044\u305a\u308c\u3082\u3001\u63a1\u70b9\u5bfe\u8c61\u306e\u554f\u984c\u306b\u52a0\u3048\u3066<strong>\u63a1\u70b9\u3055\u308c\u306a\u3044\u4e88\u5099\u554f\u984c\u304c5\u554f<\/strong>\u6df7\u305c\u3066\u51fa\u984c\u3055\u308c\u307e\u3059\u3002\u3069\u308c\u304c\u4e88\u5099\u554f\u984c\u304b\u306f\u53d7\u9a13\u8005\u306b\u306f\u5206\u304b\u308a\u307e\u305b\u3093\u3002\u3057\u305f\u304c\u3063\u3066\u5f53\u65e5\u753b\u9762\u306b\u51fa\u3066\u304f\u308b\u306e\u306f\u3001SIE\u304c80\u554f\u3001Series 7\u304c130\u554f\u3001Series 63\u304c65\u554f\u3067\u3059\u3002<\/p>\n<p>\u3053\u308c\u306f\u6642\u9593\u914d\u5206\u306b\u76f4\u63a5\u52b9\u304d\u307e\u3059\u3002\u8a66\u9a13\u6642\u9593\u306f\u5408\u8a08\u554f\u984c\u6570\u306b\u5bfe\u3057\u3066\u4e0e\u3048\u3089\u308c\u308b\u306e\u3067\u3001<strong>1\u554f\u3042\u305f\u308a\u306e\u6301\u3061\u6642\u9593\u306f\u63a1\u70b9\u5bfe\u8c61\u306e\u554f\u984c\u6570\u3067\u306f\u306a\u304f\u5408\u8a08\u3067\u5272\u3063\u3066\u8a08\u7b97\u3057\u307e\u3059<\/strong>\u3002Series 7\u306a\u3089225\u5206\u00f7130\u554f\u3067<strong>1\u554f\u3042\u305f\u308a\u7d041\u520644\u79d2<\/strong>\u3002125\u554f\u3067\u8a08\u7b97\u3059\u308b\u30681\u520648\u79d2\u3068\u306a\u308a\u30014\u5206\u307b\u3069\u4f59\u88d5\u3092\u898b\u8aa4\u308b\u3053\u3068\u306b\u306a\u308a\u307e\u3059\u3002<\/p>\n<h2>\u30b9\u30dd\u30f3\u30b5\u30fc\u8981\u4ef6\uff5cSeries 7\u306f\u300c\u8ab0\u3067\u3082\u53d7\u3051\u3089\u308c\u308b\u8a66\u9a13\u300d\u3067\u306f\u306a\u3044<\/h2>\n<h3>\u8d74\u4efb\u524d\u306b\u65e5\u672c\u3067\u3067\u304d\u308b\u3053\u3068\u30fb\u3067\u304d\u306a\u3044\u3053\u3068<\/h3>\n<p>\u3053\u3053\u304c\u65e5\u672c\u8a9e\u306e\u60c5\u5831\u304c\u6700\u3082\u5c11\u306a\u304f\u3001\u304b\u3064\u5b9f\u52d9\u4e0a\u3044\u3061\u3070\u3093\u91cd\u8981\u306a\u8ad6\u70b9\u3067\u3059\u3002\u6574\u7406\u3059\u308b\u3068\u6b21\u306e\u3088\u3046\u306b\u306a\u308a\u307e\u3059\u3002<\/p>\n<div class=\"fa-tblwrap\">\n<div class=\"fa-tbl\">\n<table>\n<thead>\n<tr>\n<th>\u3084\u308a\u305f\u3044\u3053\u3068<\/th>\n<th>\u8d74\u4efb\u524d<\/th>\n<th>\u7406\u7531<\/th>\n<\/tr>\n<\/thead>\n<tbody>\n<tr>\n<th>SIE\u306e\u53d7\u9a13\u30fb\u5408\u683c<\/th>\n<td class=\"fa-c\"><strong>\u3067\u304d\u308b<\/strong><\/td>\n<td>18\u6b73\u4ee5\u4e0a\u306a\u3089\u6240\u5c5e\u3092\u554f\u308f\u305a\u53d7\u9a13\u3067\u304d\u308b\u3002\u5408\u683c\u306f4\u5e74\u9593\u6709\u52b9<\/td>\n<\/tr>\n<tr>\n<th>Series 7\u30fb63\u306e\u4e88\u7fd2<\/th>\n<td class=\"fa-c\"><strong>\u3067\u304d\u308b<\/strong><\/td>\n<td>\u51fa\u984c\u7bc4\u56f2\u306f\u516c\u958b\u3055\u308c\u3066\u3044\u308b\u3002\u82f1\u8a9e\u306e\u8a3c\u5238\u5b9f\u52d9\u7528\u8a9e\u3092\u5148\u306b\u6f70\u3057\u3066\u304a\u3051\u308b<\/td>\n<\/tr>\n<tr>\n<th>CFA\u00ae\ufe0e\u306e\u5b66\u7fd2\u958b\u59cb<\/th>\n<td class=\"fa-c\"><strong>\u3067\u304d\u308b<\/strong><\/td>\n<td>\u52e4\u52d9\u5148\u306e\u30b9\u30dd\u30f3\u30b5\u30fc\u306f\u4e0d\u8981\u3002Series 7\u3068\u5bfe\u8c61\u5546\u54c1\u304c\u91cd\u306a\u308b\u305f\u3081\u76f8\u4e92\u306b\u52b9\u304f<\/td>\n<\/tr>\n<tr>\n<th>Series 7\u306e\u53d7\u9a13<\/th>\n<td class=\"fa-c\">\u3067\u304d\u306a\u3044<\/td>\n<td>FINRA\u52a0\u76df\u4f1a\u793e\u306e\u30b9\u30dd\u30f3\u30b5\u30fc\u3068Form U4\u306e\u63d0\u51fa\u304c\u524d\u63d0<\/td>\n<\/tr>\n<tr>\n<th>Series 63\u306e\u53d7\u9a13\u30fb\u5dde\u767b\u9332<\/th>\n<td class=\"fa-c\">\u3067\u304d\u306a\u3044<\/td>\n<td>\u5dde\u3078\u306e\u767b\u9332\u306f\u4f1a\u793e\u3092\u901a\u3058\u3066\u884c\u3046<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n<\/div>\n<p class=\"fa-hint\">\u2190 \u6a2a\u306b\u30b9\u30af\u30ed\u30fc\u30eb\u3067\u304d\u307e\u3059 \u2192<\/p>\n<\/div>\n<p>\u8d74\u4efb\u304c\u6c7a\u307e\u3063\u3066\u304b\u3089\u73fe\u5730\u306e\u696d\u52d9\u304c\u7acb\u3061\u4e0a\u304c\u308b\u307e\u3067\u306e\u671f\u9593\u306f\u3001\u591a\u304f\u306e\u5834\u5408\u305d\u308c\u307b\u3069\u9577\u304f\u3042\u308a\u307e\u305b\u3093\u3002\u305d\u306e\u9650\u3089\u308c\u305f\u671f\u9593\u306b\u3001<strong>\u82f1\u8a9e\u3067\u66f8\u304b\u308c\u305f\u8a66\u9a13\u3092\u3001\u82f1\u8a9e\u3067\u521d\u3081\u3066\u89e6\u308c\u308b\u7c73\u56fd\u56fa\u6709\u306e\u5546\u54c1\u3092\u542b\u3081\u3066\u7a81\u7834\u3059\u308b<\/strong>\u3053\u3068\u306b\u306a\u308a\u307e\u3059\u3002\u3060\u304b\u3089\u3053\u305d\u3001\u30b9\u30dd\u30f3\u30b5\u30fc\u4e0d\u8981\u306eSIE\u3092\u5148\u306b\u7d42\u308f\u3089\u305b\u3066\u304a\u304f\u4fa1\u5024\u304c\u3042\u308a\u307e\u3059\u3002<\/p>\n<h3>SIE\u306e4\u5e74\u30eb\u30fc\u30eb\u3092\u3069\u3046\u4f7f\u3046\u304b<\/h3>\n<p>SIE\u306e\u5408\u683c\u306f4\u5e74\u9593\u6709\u52b9\u3067\u3059\u3002\u3055\u3089\u306b\u3001\u3044\u3063\u305f\u3093\u696d\u754c\u306b\u767b\u9332\u3057\u305f\u5f8c\u306b\u96e2\u8077\u3057\u305f\u5834\u5408\u306f\u3001\u96e2\u8077\u304b\u30894\u5e74\u9593\u3068\u3044\u3046\u6271\u3044\u306b\u306a\u308a\u307e\u3059\u3002<\/p>\n<p>\u8d74\u4efb\u304c2\u5e74\u4ee5\u5185\u306b\u898b\u3048\u3066\u3044\u308b\u306a\u3089\u3001SIE\u3092\u5148\u306b\u53d6\u3063\u3066\u304a\u304f\u306e\u306f\u5408\u7406\u7684\u3067\u3059\u3002\u9006\u306b\u3001\u8d74\u4efb\u306e\u53ef\u80fd\u6027\u306f\u3042\u308b\u304c\u6642\u671f\u304c\u8aad\u3081\u306a\u3044\u3068\u3044\u3046\u6bb5\u968e\u3067\u3042\u308c\u3070\u3001SIE\u306e\u53d7\u9a13\u305d\u306e\u3082\u306e\u3088\u308a\u3001<strong>\u82f1\u8a9e\u306e\u8a3c\u5238\u5b9f\u52d9\u7528\u8a9e\u3092\u65e5\u672c\u8a9e\u306e\u77e5\u8b58\u306b\u63a5\u7d9a\u3057\u3066\u304a\u304f<\/strong>\u4f5c\u696d\u306e\u307b\u3046\u304c\u7121\u99c4\u306b\u306a\u308a\u307e\u305b\u3093\u3002<\/p>\n<h2>3\u3064\u306e\u8a66\u9a13\u306e\u95a2\u4fc2\u3068\u3001\u53d7\u3051\u308b\u9806\u756a<\/h2>\n<p>General Securities Representative\uff08\u4e00\u822c\u8a3c\u5238\u5916\u52d9\u54e1\uff09\u3068\u3057\u3066\u767b\u9332\u3059\u308b\u306b\u306f\u3001<strong>SIE\u3068Series 7\u306e\u4e21\u65b9\u306b\u5408\u683c\u3059\u308b\u5fc5\u8981\u304c\u3042\u308a\u307e\u3059<\/strong>\u3002FINRA\u306f\u3053\u306e\u95a2\u4fc2\u3092\u300ccorequisite\uff08\u5171\u901a\u8981\u4ef6\uff09\u300d\u3068\u8868\u73fe\u3057\u3066\u3044\u307e\u3059\u3002\u7247\u65b9\u3060\u3051\u3067\u306f\u767b\u9332\u3067\u304d\u307e\u305b\u3093\u3002<\/p>\n<p>\u5b9f\u52d9\u4e0a\u306e\u9806\u756a\u306f <strong>SIE \u2192 Series 7 \u2192 Series 63<\/strong> \u3067\u3059\u3002SIE\u3067\u696d\u754c\u306e\u5730\u56f3\u3092\u982d\u306b\u5165\u308c\u3066\u304b\u3089Series 7\u306e\u5546\u54c1\u77e5\u8b58\u306b\u9032\u3080\u307b\u3046\u304c\u3001\u5b66\u7fd2\u52b9\u7387\u3082\u4e0a\u304c\u308a\u307e\u3059\u3002Series 7\u3068Series 63\u306f\u51fa\u984c\u7bc4\u56f2\u304c\u91cd\u306a\u3089\u306a\u3044\u305f\u3081\u3001\u540c\u3058\u6642\u671f\u306b\u6e96\u5099\u3057\u3066\u7d9a\u3051\u3066\u53d7\u9a13\u3059\u308b\u5f62\u304c\u4e00\u822c\u7684\u3067\u3059\u3002<\/p>\n<p>\u305f\u3060\u3057\u3001\u3069\u306e\u8a66\u9a13\u304c\u3044\u3064\u5fc5\u8981\u306b\u306a\u308b\u304b\u306f\u3001\u62c5\u5f53\u3059\u308b\u696d\u52d9\u3068\u9867\u5ba2\u306e\u6240\u5728\u5dde\u306b\u3088\u3063\u3066\u5909\u308f\u308a\u307e\u3059\u3002<strong>\u6700\u7d42\u7684\u306a\u5224\u65ad\u306f\u5fc5\u305a\u6240\u5c5e\u5148\u306e\u30b3\u30f3\u30d7\u30e9\u30a4\u30a2\u30f3\u30b9\u90e8\u9580\u306b\u78ba\u8a8d\u3057\u3066\u304f\u3060\u3055\u3044\u3002<\/strong><\/p>\n<h2>\u65e5\u672c\u306e\u8a3c\u5238\u5916\u52d9\u54e1\u8cc7\u683c\u3092\u6301\u3063\u3066\u3044\u308b\u4eba\u304c\u3001\u5b9f\u969b\u306b\u3064\u307e\u305a\u304f\u3068\u3053\u308d<\/h2>\n<p>\u65e5\u672c\u306e\u4e00\u7a2e\u5916\u52d9\u54e1\u8cc7\u683c\u3092\u6301\u3063\u3066\u3044\u308b\u65b9\u3067\u3042\u308c\u3070\u3001\u8a3c\u5238\u696d\u52d9\u306e\u9aa8\u683c\u2014\u2014\u6709\u4fa1\u8a3c\u5238\u306e\u7a2e\u985e\u3001\u6ce8\u6587\u306e\u7a2e\u985e\u3001\u9867\u5ba2\u7ba1\u7406\u3001\u52e7\u8a98\u306e\u30eb\u30fc\u30eb\u2014\u2014\u306f\u3059\u3067\u306b\u982d\u306b\u5165\u3063\u3066\u3044\u307e\u3059\u3002\u5236\u5ea6\u304c\u9055\u3046\u3068\u3044\u3063\u3066\u3082\u3001\u30bc\u30ed\u304b\u3089\u306e\u5b66\u7fd2\u3067\u306f\u3042\u308a\u307e\u305b\u3093\u3002<\/p>\n<p>\u4e00\u65b9\u3067\u3001\u65e5\u672c\u8a9e\u8a71\u8005\u304c\u5b9f\u969b\u306b\u6642\u9593\u3092\u53d6\u3089\u308c\u308b\u306e\u306f\u3001\u5236\u5ea6\u305d\u306e\u3082\u306e\u3088\u308a\u3082\u6b21\u306e3\u70b9\u3067\u3059\u3002\u4ee5\u4e0b\u306fFA-Academy\u304c\u91d1\u878d\u6a5f\u95a2\u52e4\u52d9\u306e\u53d7\u8b1b\u751f\u304b\u3089\u805e\u3044\u3066\u304d\u305f\u50be\u5411\u3067\u3042\u308a\u3001\u516c\u7684\u306a\u7d71\u8a08\u306b\u57fa\u3065\u304f\u3082\u306e\u3067\u306f\u3042\u308a\u307e\u305b\u3093\u3002<\/p>\n<div class=\"fa-tblwrap\">\n<div class=\"fa-tbl\">\n<table>\n<thead>\n<tr>\n<th>\u3064\u307e\u305a\u304f\u3068\u3053\u308d<\/th>\n<th>\u4f55\u304c\u8d77\u304d\u308b\u304b<\/th>\n<th>\u5177\u4f53\u4f8b<\/th>\n<\/tr>\n<\/thead>\n<tbody>\n<tr>\n<th>\u82f1\u8a9e\u306e\u8a3c\u5238\u5b9f\u52d9\u7528\u8a9e<\/th>\n<td>\u65e5\u672c\u8a9e\u3067\u306f\u4e00\u8a9e\u3067\u77e5\u3063\u3066\u3044\u308b\u6982\u5ff5\u304c\u3001\u82f1\u8a9e\u3067\u306f\u5225\u306e\u8a00\u3044\u56de\u3057\u3067\u51fa\u3066\u304f\u308b\u3002\u65e5\u5e38\u306e\u82f1\u8a9e\u529b\u3068\u306f\u5225\u7269<\/td>\n<td>suitability\uff08\u9867\u5ba2\u9069\u5408\u6027\uff09\uff0fbreakpoint\uff08\u8ca9\u58f2\u624b\u6570\u6599\u306e\u9013\u6e1b\u70b9\uff09\uff0faccrued interest\uff08\u7d4c\u904e\u5229\u5b50\uff09<\/td>\n<\/tr>\n<tr>\n<th>\u7c73\u56fd\u56fa\u6709\u306e\u5546\u54c1<\/th>\n<td>\u65e5\u672c\u306b\u540c\u3058\u5f62\u306e\u5546\u54c1\u304c\u306a\u304f\u3001\u65e2\u77e5\u306e\u5546\u54c1\u3068\u306e\u6bd4\u8f03\u3067\u899a\u3048\u3089\u308c\u306a\u3044<\/td>\n<td>\u5730\u65b9\u50b5\uff08municipal bonds\uff09\u306e\u7a0e\u52d9\u4e0a\u306e\u6271\u3044\uff0fDPP\uff08\u76f4\u63a5\u53c2\u52a0\u578b\u30d7\u30ed\u30b0\u30e9\u30e0\uff09\uff0f\u5909\u984d\u5e74\u91d1<\/td>\n<\/tr>\n<tr>\n<th>\u898f\u5236\u306e\u7d30\u90e8\u3068\u6570\u5b57<\/th>\n<td>\u6761\u6587\u306b\u7d10\u3065\u304f\u6570\u5b57\u3092\u3001\u82f1\u8a9e\u3067\u899a\u3048\u76f4\u3059\u5fc5\u8981\u304c\u3042\u308b<\/td>\n<td>Regulation T\u306e\u8a3c\u62e0\u91d1\u7387\uff0fRule 144\u306e\u8ee2\u58f2\u5236\u9650\uff0f\u5404\u7a2e\u306e\u5c4a\u51fa\u671f\u9650<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n<\/div>\n<p class=\"fa-hint\">\u2190 \u6a2a\u306b\u30b9\u30af\u30ed\u30fc\u30eb\u3067\u304d\u307e\u3059 \u2192<\/p>\n<\/div>\n<p>\u9006\u306b\u8a00\u3048\u3070\u3001<strong>\u65e5\u672c\u8a9e\u3067\u610f\u5473\u3092\u7406\u89e3\u3057\u3066\u3044\u308b\u6982\u5ff5\u306b\u82f1\u8a9e\u306e\u30e9\u30d9\u30eb\u3092\u8cbc\u308a\u76f4\u3059<\/strong>\u4f5c\u696d\u304c\u5b66\u7fd2\u306e\u4e2d\u5fc3\u306b\u306a\u308a\u307e\u3059\u3002\u3053\u3053\u304c\u3001\u65e5\u672c\u8a9e\u8a71\u8005\u306b\u3068\u3063\u3066\u306e\u672c\u5f53\u306e\u8ca0\u8377\u3067\u3059\u3002<\/p>\n<div class=\"box05\">\n<p><strong>\u3010\u7121\u6599PDF\u3011\u7c73\u56fd\u8a3c\u5238\u5b9f\u52d9 \u82f1\u65e5\u7528\u8a9e\u5bfe\u8a33\u96c6100<\/strong><\/p>\n<p>\u3053\u306e\u300c\u82f1\u8a9e\u306e\u30e9\u30d9\u30eb\u3092\u8cbc\u308a\u76f4\u3059\u300d\u4f5c\u696d\u3092\u3001<strong>\u4f7f\u7528\u983b\u5ea6\u306e\u9ad8\u3044100\u8a9e\u306b\u3064\u3044\u3066\u5148\u306b\u6e08\u307e\u305b\u305fPDF<\/strong>\u3092\u7121\u6599\u3067\u914d\u5e03\u3057\u3066\u3044\u307e\u3059\u3002SIE\u30fbSeries 7\u30fbSeries 63\u3067\u51fa\u3066\u304f\u308b\u7528\u8a9e\u309210\u5206\u91ce\u306b\u5206\u3051\u3001<strong>\u82f1\u8a9e\uff0f\u65e5\u672c\u8a9e\u8a33\uff0f\u3072\u3068\u3053\u3068\u3067\u8a00\u3046\u3068\uff0f\u65e5\u672c\u306e\u3053\u308c\u306b\u3042\u305f\u308b\u30fb\u6ce8\u610f\u70b9<\/strong>\u306e4\u5217\u3067\u6574\u7406\u3057\u305fA4\u30fb11\u30da\u30fc\u30b8\u3067\u3059\u3002<\/p>\n<p>Breakpoint\uff08\u8ca9\u58f2\u624b\u6570\u6599\u306e\u9013\u6e1b\u70b9\uff09\u3001Taxable Equivalent Yield\uff08\u8ab2\u7a0e\u50b5\u63db\u7b97\u5229\u56de\u308a\uff09\u3001Triple Tax-Exempt\uff08\u4e09\u91cd\u975e\u8ab2\u7a0e\uff09\u306e\u3088\u3046\u306b<strong>\u65e5\u672c\u306b\u5bfe\u5fdc\u3059\u308b\u5236\u5ea6\u304c\u306a\u3044\u7528\u8a9e\u306f\u300c\u65e5\u672c\u306b\u306a\u3044\u300d\u3068\u660e\u8a18<\/strong>\u3057\u307e\u3057\u305f\u3002\u65e5\u672c\u306e\u77e5\u8b58\u304b\u3089\u985e\u63a8\u3067\u304d\u306a\u3044\u3082\u306e\u304c\u3001\u6700\u3082\u6642\u9593\u3092\u98df\u3046\u5834\u6240\u3060\u304b\u3089\u3067\u3059\u3002<\/p>\n<p style=\"text-align: center; margin: 4px 0 2px;\"><a style=\"display: inline-block; background: #123A4B; color: #fff; text-decoration: none; font-weight: bold; font-size: 17px; line-height: 1.4; padding: 14px 28px; border-radius: 4px; border-bottom: 3px solid #0b2733;\" href=\"https:\/\/utage-system.com\/p\/9LCn8sV9TBy7\" target=\"_blank\" rel=\"noopener\">\u5bfe\u8a33\u96c6100\u3092\u7121\u6599\u3067\u53d7\u3051\u53d6\u308b<\/a><\/p>\n<p><span style=\"font-size: 14px; color: #666;\">\u30e1\u30fc\u30eb\u30a2\u30c9\u30ec\u30b9\u306e\u3054\u767b\u9332\u3060\u3051\u3067\u30c0\u30a6\u30f3\u30ed\u30fc\u30c9\u3044\u305f\u3060\u3051\u307e\u3059\u3002<\/span><\/p>\n<\/div>\n<h2>\u5e30\u4efb\u5f8c\u306e\u30ad\u30e3\u30ea\u30a2\u306b\u3069\u3046\u3064\u306a\u304c\u308b\u304b\uff5cSeries 7\u306f\u7c73\u56fd\u3067\u3060\u3051\u52b9\u304f<\/h2>\n<p>Series 7\u306f<strong>\u7c73\u56fd\u3067\u8a3c\u5238\u696d\u52d9\u3092\u884c\u3046\u305f\u3081\u306e\u767b\u9332\u8981\u4ef6<\/strong>\u3067\u3042\u308a\u3001\u5e30\u4efb\u3057\u3066\u305d\u306e\u4f1a\u793e\u3092\u96e2\u308c\u308b\u3068\u767b\u9332\u306f\u7d42\u4e86\u3057\u307e\u3059\u3002\u65e5\u672c\u56fd\u5185\u3067\u306e\u8ee2\u8077\u5e02\u5834\u306b\u304a\u3044\u3066\u3001Series 7\u305d\u306e\u3082\u306e\u304c\u76f4\u63a5\u306e\u8a55\u4fa1\u6750\u6599\u306b\u306a\u308b\u5834\u9762\u306f\u591a\u304f\u3042\u308a\u307e\u305b\u3093\u3002<\/p>\n<p>\u3067\u306f\u99d0\u5728\u7d4c\u9a13\u306f\u8a55\u4fa1\u3055\u308c\u306a\u3044\u306e\u304b\u3068\u3044\u3046\u3068\u3001\u307e\u3063\u305f\u304f\u9006\u3067\u3059\u3002\u8a55\u4fa1\u3055\u308c\u308b\u306e\u306f\u8cc7\u683c\u305d\u306e\u3082\u306e\u3067\u306f\u306a\u304f\u3001<strong>\u7c73\u56fd\u5e02\u5834\u306e\u5b9f\u52d9\u3092\u73fe\u5730\u3067\u56de\u3057\u305f\u7d4c\u9a13<\/strong>\u306e\u307b\u3046\u3067\u3059\u3002\u904b\u7528\u4f1a\u793e\u3001\u5916\u8cc7\u7cfb\u91d1\u878d\u3001\u4e8b\u696d\u4f1a\u793e\u306e\u8ca1\u52d9\u30fbIR\u306a\u3069\u3001\u6d77\u5916\u5e02\u5834\u306b\u63a5\u3059\u308b\u4ed5\u4e8b\u3067\u306f\u3001\u3053\u306e\u7d4c\u9a13\u304c\u52b9\u304d\u307e\u3059\u3002<\/p>\n<p>\u305f\u3060\u3057\u3001\u7d4c\u9a13\u306f\u653e\u3063\u3066\u304a\u3044\u3066\u3082\u8a00\u8a9e\u5316\u3055\u308c\u307e\u305b\u3093\u3002\u300c\u30cb\u30e5\u30fc\u30e8\u30fc\u30af\u30673\u5e74\u3001\u6cd5\u4eba\u55b6\u696d\u3092\u62c5\u5f53\u3057\u3066\u3044\u307e\u3057\u305f\u300d\u306f\u8077\u52d9\u7d4c\u6b74\u66f8\u306e\u4e00\u884c\u306b\u3057\u304b\u306a\u3089\u306a\u3044\u3002\u305d\u306e3\u5e74\u3092<strong>\u3069\u3053\u3067\u3082\u901a\u7528\u3059\u308b\u5c02\u9580\u6027\u3068\u3057\u3066\u8a3c\u660e\u3067\u304d\u308b\u5f62\u306b\u5909\u63db\u3057\u3066\u304a\u304f<\/strong>\u2014\u2014\u3053\u3053\u3067\u51fa\u3066\u304f\u308b\u306e\u304cCFA\u00ae\ufe0e\u3067\u3059\u3002<a href=\"https:\/\/triumphmind.com\/cfa\/2026\/05\/22\/careerchange\/\">CFA\u00ae\ufe0e\u3068\u8ee2\u8077\u306e\u5b9f\u614b\u3092\u307e\u3068\u3081\u305f\u8a18\u4e8b<\/a>\u3084<a href=\"https:\/\/triumphmind.com\/cfa\/2026\/09\/06\/asemane-tenshoku-cfa\/\">\u8cc7\u7523\u904b\u7528\u4f1a\u793e\u3078\u306e\u8ee2\u8077<\/a>\u3067\u3082\u89e6\u308c\u3066\u3044\u308b\u3068\u304a\u308a\u3001\u904b\u7528\u30fb\u8abf\u67fb\u7cfb\u306e\u30dd\u30b8\u30b7\u30e7\u30f3\u3067\u306fCFA\u00ae\ufe0e\u304c\u6c42\u4eba\u7968\u306b\u4e26\u3076\u983b\u5ea6\u304c\u9ad8\u304f\u3001\u99d0\u5728\u7d4c\u9a13\u3068\u306e\u7d44\u307f\u5408\u308f\u305b\u306f\u5f37\u3044\u6750\u6599\u306b\u306a\u308a\u307e\u3059\u3002<\/p>\n<p>\u99d0\u5728\u4e2d\u306e\u5b66\u7fd2\u74b0\u5883\u306b\u3064\u3044\u3066\u306f<a href=\"https:\/\/triumphmind.com\/cfa\/2025\/06\/25\/overseas\/\">\u6d77\u5916\u99d0\u5728\u4e2d\u306bCFA\u00ae\ufe0e\u3092\u53d6\u308b\u3068\u3044\u3046\u9078\u629e<\/a>\u3001\u8d74\u4efb\u305d\u306e\u3082\u306e\u3092\u52dd\u3061\u53d6\u308b\u65b9\u6cd5\u306b\u3064\u3044\u3066\u306f<a href=\"https:\/\/triumphmind.com\/cfa\/2025\/07\/21\/how-to-overseas\/\">\u6d77\u5916\u99d0\u5728\u3092\u52dd\u3061\u53d6\u308b\u65b9\u6cd5<\/a>\u3067\u3082\u6271\u3063\u3066\u3044\u307e\u3059\u3002<\/p>\n<h2>\u7c73\u56fd\u99d0\u5728\u306e\u91d1\u878d\u30d1\u30fc\u30bd\u30f3\u304cCFA\u00ae\ufe0e\u306b\u5411\u304b\u3046\u7406\u7531<\/h2>\n<p>FA-Academy\u306b\u306f\u3001\u7c73\u56fd\u3092\u306f\u3058\u3081\u6d77\u5916\u99d0\u5728\u4e2d\u306e\u53d7\u8b1b\u751f\u304c\u4e00\u5b9a\u6570\u3044\u3089\u3063\u3057\u3083\u3044\u307e\u3059\u3002<strong>\u99d0\u5728\u4e2d\u306bCFA\u00ae\ufe0e\uff08Chartered Financial Analyst\uff0f\u7c73\u56fd\u8a3c\u5238\u30a2\u30ca\u30ea\u30b9\u30c8\uff09\u306e\u5b66\u7fd2\u3092\u59cb\u3081\u308b\u65b9\u306f\u591a\u3044<\/strong>\u3068\u3044\u3046\u306e\u304c\u5b9f\u611f\u3067\u3059\u3002\u7406\u7531\u306f4\u3064\u3042\u308a\u307e\u3059\u3002<\/p>\n<h3>\u7406\u75311\uff5c\u7c73\u56fd\u306e\u91d1\u878d\u306e\u73fe\u5834\u3067\u306f\u3001CFA\u00ae\ufe0e\u306e\u77e5\u540d\u5ea6\u304c\u5727\u5012\u7684<\/h3>\n<p>\u99d0\u5728\u3057\u3066\u3059\u3050\u6c17\u3065\u304f\u3053\u3068\u306e\u3072\u3068\u3064\u304c\u3001CFA\u00ae\ufe0e\u3068\u3044\u3046\u8cc7\u683c\u306e\u5b58\u5728\u611f\u306e\u9055\u3044\u3067\u3059\u3002<\/p>\n<p>CFA\u00ae\ufe0e\u306f\u7c73\u56fd\u3067\u751f\u307e\u308c\u305f\u8cc7\u683c\u3067\u3001\u904b\u55b6\u3059\u308bCFA\u5354\u4f1a\uff08CFA Institute\uff09\u3082\u7c73\u56fd\u306b\u672c\u90e8\u3092\u7f6e\u3044\u3066\u3044\u307e\u3059\u3002\u4f1a\u54e1\u306f\u4e16\u754c\u3067\u7d0420\u4e07\u4eba\u3001160\u306e\u5e02\u5834\u306b\u5e83\u304c\u3063\u3066\u3044\u307e\u3059\u304c\u3001\u305d\u306e\u4e2d\u5fc3\u306f\u4eca\u3082\u7c73\u56fd\u3067\u3059\u3002\u6700\u5927\u306e\u652f\u90e8\u3067\u3042\u308b<strong>CFA Society New York\u306f\u4f1a\u54e11\u4e07\u4eba\u8d85\u3067\u3001\u4e16\u754c142\u4ee5\u4e0a\u3042\u308b\u652f\u90e8\u306e\u4e2d\u3067\u6700\u5927<\/strong>\u30021937\u5e74\u306b\u30d9\u30f3\u30b8\u30e3\u30df\u30f3\u30fb\u30b0\u30ec\u30a2\u30e0\u3092\u542b\u3080\u7d0420\u540d\u306e\u30a2\u30ca\u30ea\u30b9\u30c8\u3067\u767a\u8db3\u3057\u305f\u7d44\u7e54\u304c\u3001\u3044\u307e\u306e\u30cb\u30e5\u30fc\u30e8\u30fc\u30af\u306e\u91d1\u878d\u8857\u306e\u5171\u901a\u8a00\u8a9e\u306b\u306a\u3063\u3066\u3044\u307e\u3059\u3002\u5bfe\u3057\u3066<strong>\u65e5\u672c\u306eCFA\u5354\u4f1a\u4f1a\u54e1\u306f\u7d042,000\u540d<\/strong>\u2014\u2014\u30cb\u30e5\u30fc\u30e8\u30fc\u30af\u4e00\u90fd\u5e02\u3067\u3001\u65e5\u672c\u5168\u4f53\u306e5\u500d\u4ee5\u4e0a\u304c\u3044\u308b\u8a08\u7b97\u3067\u3059\u3002<\/p>\n<p>\u3053\u306e\u5dee\u306f\u65e5\u5e38\u306e\u98a8\u666f\u3068\u3057\u3066\u51fa\u3066\u304d\u307e\u3059\u3002\u904b\u7528\u4f1a\u793e\u30fb\u6295\u8cc7\u9280\u884c\u306e\u30ea\u30b5\u30fc\u30c1\u30fb\u30d7\u30e9\u30a4\u30d9\u30fc\u30c8\u30d0\u30f3\u30af\u306e\u6c42\u4eba\u7968\u306b\u300cCFA charterholder preferred\u300d\u3068\u66f8\u304b\u308c\u3066\u3044\u308b\u306e\u3092\u76ee\u306b\u3059\u308b\u983b\u5ea6\u3001\u540d\u523a\u3084\u7f72\u540d\u306b\u300c, CFA\u300d\u3092\u4ed8\u3051\u3066\u3044\u308b\u540c\u50da\u306e\u591a\u3055\u3001\u9762\u8ac7\u306e\u76f8\u624b\u304c\u80a9\u66f8\u304d\u3092\u898b\u3066\u4f55\u3082\u8aac\u660e\u3092\u6c42\u3081\u3066\u3053\u306a\u3044\u3053\u3068\u3002<strong>\u3053\u306e\u8cc7\u683c\u304c\u4f55\u3092\u610f\u5473\u3059\u308b\u304b\u3092\u8aac\u660e\u3059\u308b\u5fc5\u8981\u304c\u306a\u3044\u74b0\u5883<\/strong>\u2014\u2014\u305d\u308c\u304c\u7c73\u56fd\u306e\u91d1\u878d\u306e\u73fe\u5834\u3067\u3059\u3002\u65e5\u672c\u3067\u300cCFA\u3063\u3066\u4f55\u3067\u3059\u304b\u300d\u304b\u3089\u59cb\u3081\u306a\u3051\u308c\u3070\u306a\u3089\u306a\u3044\u306e\u3068\u306f\u3001\u524d\u63d0\u304c\u307e\u308b\u3067\u9055\u3044\u307e\u3059\u3002<\/p>\n<p>\u99d0\u5728\u4e2d\u306bCFA\u00ae\ufe0e\u306e\u5b66\u7fd2\u3092\u59cb\u3081\u308b\u65b9\u304c\u591a\u3044\u306e\u306f\u3001\u3053\u306e\u6e29\u5ea6\u5dee\u3092\u73fe\u5730\u3067\u808c\u3067\u611f\u3058\u308b\u304b\u3089\u3067\u3082\u3042\u308a\u307e\u3059\u3002\u9006\u306b\u8a00\u3048\u3070\u3001<strong>\u8cc7\u683c\u306e\u4fa1\u5024\u304c\u6700\u3082\u4f1d\u308f\u308b\u5834\u6240\u306b\u3044\u308b\u671f\u9593\u306b\u53d6\u308a\u7d44\u3081\u308b<\/strong>\u306e\u304c\u99d0\u5728\u8005\u306e\u7279\u6a29\u3067\u3059\u3002<\/p>\n<h3>\u7406\u75312\uff5cSIE\u30fbSeries 7\u3067\u899a\u3048\u305f\u82f1\u8a9e\u304c\u3001\u305d\u306e\u307e\u307eCFA\u00ae\ufe0e\u306e\u571f\u53f0\u306b\u306a\u308b<\/h3>\n<p>SIE\u3068Series 7\u306e\u5b66\u7fd2\u3067\u6700\u3082\u6642\u9593\u3092\u53d6\u3089\u308c\u308b\u306e\u306f\u3001\u524d\u8ff0\u306e\u3068\u304a\u308a\u82f1\u8a9e\u306e\u8a3c\u5238\u5b9f\u52d9\u7528\u8a9e\u3067\u3059\u3002\u3053\u306e\u8ca0\u8377\u306f\u4e00\u5ea6\u304d\u308a\u3067\u3001<strong>\u3044\u3063\u305f\u3093\u82f1\u8a9e\u3067\u8a3c\u5238\u306e\u8a71\u304c\u3067\u304d\u308b\u3088\u3046\u306b\u306a\u308c\u3070\u3001\u305d\u306e\u8cc7\u7523\u306f\u6b21\u306b\u305d\u306e\u307e\u307e\u6301\u3061\u8d8a\u305b\u307e\u3059<\/strong>\u3002<\/p>\n<p>CFA\u00ae\ufe0e\u306e\u30ab\u30ea\u30ad\u30e5\u30e9\u30e0\u306f\u3001Equity\uff08\u682a\u5f0f\uff09\u3001Fixed Income\uff08\u50b5\u5238\uff09\u3001Derivatives\uff08\u30c7\u30ea\u30d0\u30c6\u30a3\u30d6\uff09\u3001Financial Statement Analysis\uff08\u8ca1\u52d9\u8af8\u8868\u5206\u6790\uff09\u3001Ethics\uff08\u8077\u696d\u502b\u7406\uff09\u306a\u3069\u3067\u69cb\u6210\u3055\u308c\u307e\u3059\u3002Series 7\u3067\u6271\u3046\u5546\u54c1\u2014\u2014\u682a\u5f0f\u3001\u50b5\u5238\u3001\u5730\u65b9\u50b5\u3001\u30aa\u30d7\u30b7\u30e7\u30f3\u3001\u6295\u8cc7\u4fe1\u8a17\u2014\u2014\u3068\u3001\u5bfe\u8c61\u305d\u306e\u3082\u306e\u306f\u5927\u304d\u304f\u91cd\u306a\u308a\u307e\u3059\u3002\u9055\u3046\u306e\u306f<strong>\u8996\u70b9<\/strong>\u3067\u3059\u3002Series 7\u304c\u300c\u9867\u5ba2\u306b\u8ca9\u58f2\u3059\u308b\u305f\u3081\u306b\u77e5\u3063\u3066\u304a\u304f\u3079\u304d\u3053\u3068\u300d\u3092\u554f\u3046\u306e\u306b\u5bfe\u3057\u3001CFA\u00ae\ufe0e\u306f\u300c\u6295\u8cc7\u5bfe\u8c61\u3068\u3057\u3066\u8a55\u4fa1\u3059\u308b\u305f\u3081\u306b\u5206\u6790\u3059\u308b\u3053\u3068\u300d\u3092\u554f\u3044\u307e\u3059\u3002<\/p>\n<p>\u3064\u307e\u308a\u3001Series 7\u3092\u7d42\u3048\u305f\u6642\u70b9\u3067\u3001CFA\u00ae\ufe0e\u306e\u5165\u53e3\u306b\u3042\u305f\u308b\u8a9e\u5f59\u3068\u5546\u54c1\u77e5\u8b58\u306f\u304b\u306a\u308a\u306e\u90e8\u5206\u304c\u63c3\u3063\u3066\u3044\u307e\u3059\u3002\u30bc\u30ed\u304b\u3089\u59cb\u3081\u308b\u3088\u308a\u660e\u3089\u304b\u306b\u8fd1\u3044\u4f4d\u7f6e\u306b\u3044\u308b\u3001\u3068\u3044\u3046\u306e\u304c\u99d0\u5728\u8005\u306e\u6709\u5229\u306a\u70b9\u3067\u3059\u3002<\/p>\n<h3>\u7406\u75313\uff5cSeries 7\u306f\u300c\u7c73\u56fd\u3067\u50cd\u304f\u305f\u3081\u306e\u514d\u8a31\u300d\u3001CFA\u00ae\ufe0e\u306f\u300c\u3069\u3053\u3067\u3082\u901a\u7528\u3059\u308b\u5c02\u9580\u6027\u300d<\/h3>\n<p>\u7c73\u56fd\u3067\u50cd\u3044\u3066\u3044\u308b\u91d1\u878d\u99d0\u5728\u54e1\u306e\u591a\u304f\u304cCFA\u8a66\u9a13\u3092\u53d7\u9a13\u3057\u3066\u3044\u307e\u3059\u3002<\/p>\n<div class=\"fa-tblwrap\">\n<div class=\"fa-tbl\">\n<table>\n<thead>\n<tr>\n<th><\/th>\n<th>Series 7<\/th>\n<th>CFA\u00ae\ufe0e<\/th>\n<\/tr>\n<\/thead>\n<tbody>\n<tr>\n<th>\u6027\u683c<\/th>\n<td>\u7c73\u56fd\u3067\u8a3c\u5238\u696d\u52d9\u3092\u884c\u3046\u305f\u3081\u306e\u767b\u9332\u8981\u4ef6<\/td>\n<td>\u6295\u8cc7\u5206\u6790\u30fb\u904b\u7528\u306e\u5c02\u9580\u6027\u3092\u793a\u3059\u56fd\u969b\u8cc7\u683c<\/td>\n<\/tr>\n<tr>\n<th>\u53d7\u9a13\u306e\u6761\u4ef6<\/th>\n<td>\u52e4\u52d9\u5148\u306e\u30b9\u30dd\u30f3\u30b5\u30fc\u304c\u5fc5\u8981<\/td>\n<td>\u500b\u4eba\u3067\u51fa\u9858\u3067\u304d\u308b<\/td>\n<\/tr>\n<tr>\n<th>\u8996\u70b9<\/th>\n<td>\u8ca9\u58f2\u3059\u308b\u5074<\/td>\n<td>\u6295\u8cc7\u3059\u308b\u5074<\/td>\n<\/tr>\n<tr>\n<th>\u6271\u3046\u5185\u5bb9<\/th>\n<td>\u5546\u54c1\u77e5\u8b58\u30fb\u898f\u5236\u30fb\u9867\u5ba2\u5bfe\u5fdc<\/td>\n<td>\u5206\u6790\u30fb\u8a55\u4fa1\u30fb\u30dd\u30fc\u30c8\u30d5\u30a9\u30ea\u30aa\u30fb\u502b\u7406<\/td>\n<\/tr>\n<tr>\n<th>\u52b9\u304f\u7bc4\u56f2<\/th>\n<td>\u7c73\u56fd\u56fd\u5185\u30fb\u5728\u7c4d\u4e2d\u306e\u307f<\/td>\n<td>\u56fd\u3092\u554f\u308f\u306a\u3044<\/td>\n<\/tr>\n<tr>\n<th>\u5e30\u4efb\u5f8c<\/th>\n<td>\u767b\u9332\u306f\u7d42\u4e86\u3059\u308b<\/td>\n<td>\u8077\u52d9\u7d4c\u6b74\u306b\u6b8b\u308b<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n<\/div>\n<p class=\"fa-hint\">\u2190 \u6a2a\u306b\u30b9\u30af\u30ed\u30fc\u30eb\u3067\u304d\u307e\u3059 \u2192<\/p>\n<\/div>\n<p>Series 7\u306f<strong>\u99d0\u5728\u671f\u9593\u3092\u6210\u7acb\u3055\u305b\u308b\u305f\u3081\u306e\u8cc7\u683c<\/strong>\u3001CFA\u00ae\ufe0e\u306f<strong>\u99d0\u5728\u671f\u9593\u306e\u5148\u3092\u4f5c\u308b\u305f\u3081\u306e\u8cc7\u683c<\/strong>\u3067\u3059\u3002<\/p>\n<h3>\u7406\u75314\uff5c\u99d0\u5728\u671f\u9593\u305d\u306e\u3082\u306e\u304c\u3001\u5b66\u7fd2\u306b\u5411\u3044\u3066\u3044\u308b<\/h3>\n<p>\u99d0\u5728\u671f\u9593\u306f\u51e1\u305d5\u5e74\u7a0b\u5ea6\u3067\u8a2d\u8a08\u3055\u308c\u308b\u306e\u304c\u4e00\u822c\u7684\u3067\u3059\u304c\u3001\u305d\u306e\u9593\u306bCFA\u00ae\ufe0eLevel 1\u304b\u3089Level 3\u307e\u3067\u53d6\u308a\u5207\u3063\u3066\u3057\u307e\u3046\u65b9\u304c\u591a\u3044\u3067\u3059\u3002<\/p>\n<p>\u99d0\u5728\u4e2d\u306f\u65e5\u5e38\u304c\u82f1\u8a9e\u74b0\u5883\u3067\u3059\u3002CFA\u00ae\ufe0e\u306e\u8a66\u9a13\u306f\u3059\u3079\u3066\u82f1\u8a9e\u3067\u884c\u308f\u308c\u308b\u306e\u3067\u3001\u3053\u306e\u74b0\u5883\u306f\u305d\u306e\u307e\u307e\u8ffd\u3044\u98a8\u306b\u306a\u308a\u307e\u3059\u3002\u300c\u82f1\u8a9e\u3067\u5b66\u3076\u300d\u3053\u3068\u306e\u30cf\u30fc\u30c9\u30eb\u304c\u4eba\u751f\u3067\u6700\u3082\u4f4e\u3044\u6642\u671f\u306b\u5f53\u305f\u308b\u3001\u3068\u8003\u3048\u3066\u3088\u3044\u306f\u305a\u3067\u3059\u3002<\/p>\n<p>\u305f\u3060\u3057\u3001\u8d74\u4efb\u306e\u7acb\u3061\u4e0a\u304c\u308a\u671f\u306fSeries 7\u306e\u6e96\u5099\u3068\u696d\u52d9\u306e\u7fd2\u5f97\u3067\u57cb\u307e\u308a\u307e\u3059\u3002\u73fe\u5b9f\u7684\u306a\u9806\u756a\u306f<strong>\u300c\u307e\u305aSIE\u3068Series 7\u3092\u7d42\u3048\u308b \u2192 \u696d\u52d9\u304c\u843d\u3061\u7740\u3044\u305f\u3068\u3053\u308d\u3067CFA\u00ae\ufe0e Level 1\u306b\u7740\u624b\u3059\u308b\u300d<\/strong>\u3067\u3059\u3002\u5e30\u4efb\u6642\u671f\u304b\u3089\u9006\u7b97\u3057\u3066\u3001<strong>CFA\u8cc7\u683c\u306e\u53d6\u5f97\u3092\u99d0\u5728\u4e2d\u306b\u7d42\u3048\u308b<\/strong>\u3068\u3001\u5e30\u4efb\u5f8c\u306e\u9078\u629e\u80a2\u306e\u5e45\u304c\u5909\u308f\u308a\u307e\u3059\u3002\u5e30\u4efb\u306e3\u301c6\u30f6\u6708\u524d\u304c\u6b21\u306e\u30ad\u30e3\u30ea\u30a2\u3092\u8003\u3048\u59cb\u3081\u308b\u30bf\u30a4\u30df\u30f3\u30b0\u3068\u3057\u3066\u6700\u3082\u591a\u3044\u3068\u3044\u3046\u306e\u304c\u3001\u79c1\u305f\u3061\u304c\u53d7\u8b1b\u751f\u304b\u3089\u805e\u3044\u3066\u3044\u308b\u5b9f\u611f\u306a\u306e\u3067\u3001\u305d\u3053\u304b\u3089\u9006\u7b97\u3059\u308b\u3068\u7740\u624b\u306f\u65e9\u3044\u307b\u3069\u697d\u306b\u306a\u308a\u307e\u3059\u3002<\/p>\n<h3>\u4f55\u304b\u3089\u59cb\u3081\u308b\u304b<\/h3>\n<p>CFA\u00ae\ufe0e\u306e\u53d7\u9a13\u8cc7\u683c\u30fb\u8a66\u9a13\u6982\u8981\u30fb\u8cbb\u7528\u30fb\u52c9\u5f37\u6cd5\u306f<a href=\"https:\/\/triumphmind.com\/cfa\/2026\/08\/10\/what-cfa\/\">CFA\u8a66\u9a13\u306e\u5b8c\u5168\u30ac\u30a4\u30c9<\/a>\u306b\u3001\u8cc7\u683c\u305d\u306e\u3082\u306e\u306e\u4fa1\u5024\u3068\u96e3\u6613\u5ea6\u306f<a href=\"https:\/\/triumphmind.com\/cfa\/2026\/08\/10\/why-cfa\/\">CFA\u3068\u306f\uff5c\u4fa1\u5024\u30fb\u30e1\u30ea\u30c3\u30c8\u30fb\u96e3\u6613\u5ea6<\/a>\u306b\u307e\u3068\u3081\u3066\u3044\u307e\u3059\u3002\u5408\u683c\u307e\u3067\u306b\u304b\u304b\u308b\u8cbb\u7528\u306f<a href=\"https:\/\/triumphmind.com\/cfa\/2026\/08\/10\/howmuch-2\/\">\u3053\u3061\u3089\u306e\u8a18\u4e8b<\/a>\u3001\u72ec\u5b66\u3067\u9032\u3081\u3089\u308c\u308b\u304b\u3069\u3046\u304b\u306f<a href=\"https:\/\/triumphmind.com\/cfa\/2026\/03\/03\/self-study\/\">\u72ec\u5b66\u3067\u5408\u683c\u3067\u304d\u308b\u306e\u304b<\/a>\u304c\u53c2\u8003\u306b\u306a\u308a\u307e\u3059\u3002Level 1\u306e\u5168\u4f53\u50cf\u306f<a href=\"https:\/\/triumphmind.com\/cfa\/2026\/08\/10\/cfa-level-1-summary\/\">CFA\u00ae\ufe0e Level 1\u306e\u53d7\u9a13\u65b9\u6cd5<\/a>\u306b\u6574\u7406\u3057\u3066\u3042\u308a\u307e\u3059\u3002<\/p>\n<h2>\u3088\u304f\u3042\u308b\u8cea\u554f<\/h2>\n<h3>Q1. SIE\u306f\u307e\u3060\u65e5\u672c\u306b\u3044\u308b\u3046\u3061\u306b\u53d7\u9a13\u3067\u304d\u307e\u3059\u304b\uff1f<\/h3>\n<p>\u3067\u304d\u307e\u3059\u3002SIE\uff08Securities Industry Essentials\uff09\u306f18\u6b73\u4ee5\u4e0a\u3067\u3042\u308c\u3070\u8a3c\u5238\u4f1a\u793e\u3068\u306e\u96c7\u7528\u95a2\u4fc2\u304c\u306a\u304f\u3066\u3082\u53d7\u9a13\u3067\u304d\u3001\u7c73\u56fd\u5e02\u6c11\u3067\u3042\u308b\u5fc5\u8981\u3082\u3042\u308a\u307e\u305b\u3093\u3002\u5408\u683c\u306f4\u5e74\u9593\u6709\u52b9\u306a\u306e\u3067\u3001\u8d74\u4efb\u524d\u3084\u8d74\u4efb\u76f4\u5f8c\u306bSIE\u3060\u3051\u5148\u306b\u7247\u3065\u3051\u3066\u304a\u304d\u3001\u73fe\u5730\u3067Series 7\u306b\u96c6\u4e2d\u3059\u308b\u3068\u3044\u3046\u9806\u756a\u304c\u6210\u7acb\u3057\u307e\u3059\u3002\u53d7\u9a13\u306f\u30d7\u30ed\u30e1\u30c8\u30ea\u30c3\u30af\u7b49\u306e\u30c6\u30b9\u30c8\u30bb\u30f3\u30bf\u30fc\u3067\u884c\u3044\u3001\u53d7\u9a13\u6599\u306f100\u30c9\u30eb\u3067\u3059\u3002<\/p>\n<h3>Q2. Series 7\u3092\u81ea\u8cbb\u3067\u5148\u306b\u53d7\u3051\u3066\u304a\u304f\u3053\u3068\u306f\u3067\u304d\u307e\u3059\u304b\uff1f<\/h3>\n<p>\u3067\u304d\u307e\u305b\u3093\u3002Series 7\u306e\u3088\u3046\u306a\u767b\u9332\u5916\u52d9\u54e1\uff08representative\uff09\u30ec\u30d9\u30eb\u306e\u8a66\u9a13\u306f\u3001FINRA\u52a0\u76df\u4f1a\u793e\u307e\u305f\u306f\u4ed6\u306e\u81ea\u4e3b\u898f\u5236\u6a5f\u95a2\u306e\u4f1a\u54e1\u4f1a\u793e\u306b\u6240\u5c5e\u3057\u3001\u305d\u306e\u4f1a\u793e\u306e\u30b9\u30dd\u30f3\u30b5\u30fc\u3092\u53d7\u3051\u3066\u3044\u308b\u3053\u3068\u304c\u53d7\u9a13\u306e\u6761\u4ef6\u3067\u3059\u3002\u4f1a\u793e\u304cForm U4\u3092\u63d0\u51fa\u3057\u3066\u521d\u3081\u3066\u53d7\u9a13\u624b\u7d9a\u304d\u306b\u9032\u3081\u308b\u305f\u3081\u3001\u500b\u4eba\u304c\u5148\u56de\u308a\u3057\u3066\u53d6\u5f97\u3057\u3066\u304a\u304f\u3053\u3068\u306f\u3067\u304d\u307e\u305b\u3093\u3002\u5148\u306b\u53d6\u308c\u308b\u306e\u306fSIE\u307e\u3067\u3067\u3059\u3002<\/p>\n<h3>Q3. SIE\u3068Series 7\u306f\u3069\u3061\u3089\u3092\u5148\u306b\u53d7\u3051\u308b\u3079\u304d\u3067\u3059\u304b\uff1f<\/h3>\n<p>SIE\u304c\u5148\u3067\u3059\u3002SIE\u3068Series 7\u306f\u524d\u5f8c\u95a2\u4fc2\u306e\u3042\u308b\u300c\u5171\u901a\u8981\u4ef6\uff08corequisite\uff09\u300d\u3067\u3001General Securities Representative\u3068\u3057\u3066\u767b\u9332\u3059\u308b\u306b\u306f\u4e21\u65b9\u306e\u5408\u683c\u304c\u5fc5\u8981\u3067\u3059\u3002SIE\u306f\u8a3c\u5238\u696d\u754c\u306e\u5171\u901a\u77e5\u8b58\u3001Series 7\u306f\u305d\u306e\u4e0a\u306b\u4e57\u308b\u5b9f\u52d9\u306e\u8a66\u9a13\u3068\u3044\u3046\u69cb\u9020\u306a\u306e\u3067\u3001SIE\u3067\u571f\u53f0\u3092\u3064\u304f\u3063\u3066\u304b\u3089Series 7\u306b\u9032\u3080\u307b\u3046\u304c\u5b66\u7fd2\u52b9\u7387\u3082\u9ad8\u304f\u306a\u308a\u307e\u3059\u3002<\/p>\n<h3>Q4. Series 63\u306f\u5fc5\u305a\u5fc5\u8981\u3067\u3059\u304b\uff1f<\/h3>\n<p>\u591a\u304f\u306e\u5dde\u3067\u5fc5\u8981\u306b\u306a\u308a\u307e\u3059\u3002Series 63\u306fFINRA\u306e\u8981\u4ef6\u3067\u306f\u306a\u304f\u3001\u5317\u7c73\u8a3c\u5238\u7ba1\u7406\u8005\u5354\u4f1a\uff08NASAA\uff09\u304c\u4f5c\u6210\u3057FINRA\u304c\u5b9f\u65bd\u3059\u308b\u5dde\u6cd5\u306e\u8a66\u9a13\u3067\u3001\u5dde\u306e\u767b\u9332\u8981\u4ef6\u3068\u3057\u3066\u8ab2\u3055\u308c\u307e\u3059\u3002\u62c5\u5f53\u3059\u308b\u9867\u5ba2\u306e\u6240\u5728\u5dde\u306b\u3088\u3063\u3066\u6c42\u3081\u3089\u308c\u308b\u7bc4\u56f2\u304c\u5909\u308f\u308b\u305f\u3081\u3001\u6700\u7d42\u7684\u306b\u306f\u6240\u5c5e\u5148\u306e\u30b3\u30f3\u30d7\u30e9\u30a4\u30a2\u30f3\u30b9\u90e8\u9580\u306e\u6307\u793a\u306b\u5f93\u3046\u3053\u3068\u306b\u306a\u308a\u307e\u3059\u304c\u3001\u5b9f\u52d9\u4e0a\u306fSeries 7\u3068\u30bb\u30c3\u30c8\u3067\u53d7\u3051\u308b\u30b1\u30fc\u30b9\u304c\u4e00\u822c\u7684\u3067\u3059\u3002<\/p>\n<h3>Q5. \u8a66\u9a13\u306e\u5408\u683c\u7387\u306f\u3069\u306e\u304f\u3089\u3044\u3067\u3059\u304b\uff1f<\/h3>\n<p>FINRA\u306f\u5404\u8a66\u9a13\u306e\u5408\u683c\u7387\u3092\u516c\u8868\u3057\u3066\u3044\u307e\u305b\u3093\u3002\u30a4\u30f3\u30bf\u30fc\u30cd\u30c3\u30c8\u4e0a\u3067\u300cSeries 7\u306e\u5408\u683c\u7387\u306f72%\u300d\u3068\u3044\u3046\u6570\u5b57\u3092\u898b\u304b\u3051\u308b\u3053\u3068\u304c\u3042\u308a\u307e\u3059\u304c\u3001\u3053\u308c\u306f\u5408\u683c\u57fa\u6e96\u70b9\uff08passing score\uff09\u306e72\u304c\u5408\u683c\u7387\u3068\u3057\u3066\u8aa4\u3063\u3066\u5e83\u307e\u3063\u305f\u3082\u306e\u3067\u3059\u3002\u6570\u5b57\u3092\u6839\u62e0\u306b\u96e3\u6613\u5ea6\u3092\u6e2c\u308d\u3046\u3068\u305b\u305a\u3001\u51fa\u984c\u7bc4\u56f2\u3068\u554f\u984c\u6570\u30fb\u8a66\u9a13\u6642\u9593\u304b\u3089\u5fc5\u8981\u306a\u5b66\u7fd2\u91cf\u3092\u898b\u7a4d\u3082\u308b\u307b\u3046\u304c\u78ba\u5b9f\u3067\u3059\u3002<\/p>\n<h3>Q6. \u65e5\u672c\u306e\u8a3c\u5238\u5916\u52d9\u54e1\u8cc7\u683c\u3092\u6301\u3063\u3066\u3044\u308c\u3070\u6709\u5229\u306b\u306a\u308a\u307e\u3059\u304b\uff1f<\/h3>\n<p>\u76f4\u63a5\u306e\u514d\u9664\u3084\u63db\u7b97\u306f\u3042\u308a\u307e\u305b\u3093\u3002\u65e5\u672c\u306e\u5916\u52d9\u54e1\u8cc7\u683c\uff08\u65e5\u672c\u8a3c\u5238\u696d\u5354\u4f1a\uff09\u3068\u7c73\u56fd\u306e\u767b\u9332\u5236\u5ea6\u306f\u5225\u306e\u5236\u5ea6\u3067\u3001\u76f8\u4e92\u627f\u8a8d\u3082\u3042\u308a\u307e\u305b\u3093\u3002\u305f\u3060\u3057\u3001\u6709\u4fa1\u8a3c\u5238\u306e\u7a2e\u985e\u3001\u6ce8\u6587\u306e\u7a2e\u985e\u3001\u9867\u5ba2\u7ba1\u7406\u3084\u52e7\u8a98\u306e\u30eb\u30fc\u30eb\u3068\u3044\u3063\u305f\u9aa8\u683c\u306f\u5171\u901a\u3057\u3066\u3044\u308b\u305f\u3081\u3001\u307e\u3063\u305f\u304f\u306e\u521d\u5b66\u8005\u3088\u308a\u306f\u5168\u4f53\u50cf\u3092\u3064\u304b\u3080\u306e\u304c\u901f\u304f\u306a\u308a\u307e\u3059\u3002\u969c\u5bb3\u306b\u306a\u308b\u306e\u306f\u5236\u5ea6\u305d\u306e\u3082\u306e\u3088\u308a\u3001\u82f1\u8a9e\u306e\u8a3c\u5238\u5b9f\u52d9\u7528\u8a9e\u3068\u7c73\u56fd\u56fa\u6709\u306e\u5546\u54c1\u30fb\u898f\u5236\u3067\u3059\u3002<\/p>\n<h3>Q7. CFA\u00ae\ufe0e\u3068Series 7\u306f\u3069\u3061\u3089\u3092\u512a\u5148\u3059\u3079\u304d\u3067\u3059\u304b\uff1f<\/h3>\n<p>\u76ee\u7684\u304c\u9055\u3046\u306e\u3067\u7af6\u5408\u3057\u307e\u305b\u3093\u3002Series 7\u306f\u7c73\u56fd\u3067\u8a3c\u5238\u696d\u52d9\u3092\u884c\u3046\u305f\u3081\u306e\u696d\u52d9\u514d\u8a31\u306b\u3042\u305f\u308b\u767b\u9332\u8981\u4ef6\u3067\u3001\u8d74\u4efb\u5148\u306e\u696d\u52d9\u304c\u59cb\u307e\u308b\u524d\u306b\u5fc5\u8981\u306b\u306a\u308a\u307e\u3059\u3002CFA\u00ae\ufe0e\u306f\u6295\u8cc7\u5206\u6790\u3068\u904b\u7528\u306e\u5c02\u9580\u6027\u3092\u793a\u3059\u56fd\u969b\u8cc7\u683c\u3067\u3001\u5e30\u4efb\u5f8c\u306e\u30ad\u30e3\u30ea\u30a2\u3084\u904b\u7528\u30fb\u8abf\u67fb\u7cfb\u3078\u306e\u7570\u52d5\u3067\u52b9\u304d\u307e\u3059\u3002\u307e\u305a\u306f\u696d\u52d9\u306b\u5fc5\u8981\u306aSeries 7\u3092\u512a\u5148\u3057\u3001\u99d0\u5728\u671f\u9593\u4e2d\u306e\u4e2d\u9577\u671f\u306e\u6295\u8cc7\u3068\u3057\u3066CFA\u00ae\ufe0e\u306b\u53d6\u308a\u7d44\u3080\u306e\u304c\u73fe\u5b9f\u7684\u306a\u9806\u756a\u3067\u3059\u3002<\/p>\n<h3>Q8. \u99d0\u5728\u4e2d\u306bCFA\u00ae\ufe0e\u306e\u5b66\u7fd2\u3092\u59cb\u3081\u308b\u306e\u306f\u73fe\u5b9f\u7684\u3067\u3059\u304b\uff1f<\/h3>\n<p>\u73fe\u5b9f\u7684\u3067\u3059\u3002\u305f\u3060\u3057\u8d74\u4efb\u76f4\u5f8c\u306f\u696d\u52d9\u306e\u7acb\u3061\u4e0a\u3052\u3068Series 7\u306e\u6e96\u5099\u3067\u57cb\u307e\u308b\u305f\u3081\u3001\u696d\u52d9\u304c\u843d\u3061\u7740\u3044\u3066\u304b\u3089Level 1\u306b\u7740\u624b\u3059\u308b\u9806\u756a\u3092\u304a\u3059\u3059\u3081\u3057\u307e\u3059\u3002\u5404\u30ec\u30d9\u30eb\u306e\u5b66\u7fd2\u6642\u9593\u306e\u76ee\u5b89\u306f300\u301c400\u6642\u9593\u524d\u5f8c\uff08300\u6642\u9593\u306f\u6700\u4f4e\u9650\uff09\u3067\u3001\u99d0\u5728\u671f\u9593\u304c\u6570\u5e74\u5358\u4f4d\u3067\u3042\u308b\u3053\u3068\u3092\u8003\u3048\u308b\u3068\u6642\u9593\u8ef8\u306e\u76f8\u6027\u306f\u826f\u597d\u3067\u3059\u3002\u8a66\u9a13\u306f\u3059\u3079\u3066\u82f1\u8a9e\u3067\u884c\u308f\u308c\u307e\u3059\u304c\u3001SIE\u30fbSeries 7\u3067\u82f1\u8a9e\u306e\u8a3c\u5238\u5b9f\u52d9\u7528\u8a9e\u306b\u6163\u308c\u305f\u5f8c\u3067\u3042\u308c\u3070\u3001\u305d\u306e\u8ca0\u8377\u306f\u304b\u306a\u308a\u4e0b\u304c\u3063\u3066\u3044\u307e\u3059\u3002<\/p>\n<h2>\u7c73\u56fd\u99d0\u5728\u304c\u6c7a\u307e\u3063\u305f\u65b9\u30fb\u99d0\u5728\u4e2d\u306e\u65b9\u3078<\/h2>\n<p>FA-Academy\u306f\u3001\u65e5\u672c\u8a9e\u306e\u8981\u70b9\u96c6\u3068\u89e3\u8aac\u52d5\u753b\u3067CFA\u00ae\ufe0e\uff08\u7c73\u56fd\u8a3c\u5238\u30a2\u30ca\u30ea\u30b9\u30c8\uff09\u306e\u5b66\u7fd2\u3092\u652f\u3048\u308b\u4e88\u5099\u6821\u3067\u3059\u3002<strong>\u6d77\u5916\u5728\u4f4f\u306e\u53d7\u8b1b\u751f\u304c\u591a\u6570\u3044\u3089\u3063\u3057\u3083\u3044\u307e\u3059<\/strong>\u3002SIE\u3084Series 7\u3092\u7d42\u3048\u305f\u5f8c\u3001\u99d0\u5728\u4e2d\u306bCFA\u00ae\ufe0e Level 1\u304b\u3089\u5b66\u7fd2\u3092\u59cb\u3081\u3001\u5e30\u4efb\u5f8c\u306e\u30ad\u30e3\u30ea\u30a2\u306b\u3064\u306a\u3052\u305f\u65b9\u3082\u5c11\u306a\u304f\u3042\u308a\u307e\u305b\u3093\u3002<strong>\u3044\u3064\u59cb\u3081\u308b\u3079\u304d\u304b\u3001\u99d0\u5728\u306e\u6b8b\u308a\u671f\u9593\u3067\u4f55\u30ec\u30d9\u30eb\u307e\u3067\u72d9\u3048\u308b\u304b<\/strong>\u3068\u3044\u3063\u305f\u3054\u76f8\u8ac7\u3082\u627f\u3063\u3066\u3044\u307e\u3059\u3002<\/p>\n<div class=\"box05\">\n<p>CFA\u00ae\ufe0e\u306e\u5b66\u7fd2\u306e\u9032\u3081\u65b9\u3084\u3001\u99d0\u5728\u671f\u9593\u306b\u5408\u308f\u305b\u305f\u53d7\u9a13\u8a08\u753b\u306b\u3064\u3044\u3066\u306f\u3001<a href=\"https:\/\/timerex.net\/s\/cfa.tips.slack_2a23\/e72e883e\/\" target=\"_blank\" rel=\"noopener\">\u500b\u5225\u306e\u30aa\u30f3\u30e9\u30a4\u30f3\u9762\u8ac7<\/a>\u3067\u76f4\u63a5\u3054\u76f8\u8ac7\u3044\u305f\u3060\u3051\u307e\u3059\u3002\u30b3\u30fc\u30b9\u306e\u5185\u5bb9\u3068\u53d7\u8b1b\u6599\u306f<a href=\"https:\/\/triumphmind.com\/cfa\/course\/\">\u53d7\u8b1b\u6848\u5185<\/a>\u3092\u3001\u305d\u306e\u4ed6\u306e\u304a\u554f\u3044\u5408\u308f\u305b\u306f<a href=\"https:\/\/triumphmind.com\/cfa\/contact\/\">\u304a\u554f\u3044\u5408\u308f\u305b\u30d5\u30a9\u30fc\u30e0<\/a>\u3092\u3054\u5229\u7528\u304f\u3060\u3055\u3044\u3002<\/p>\n<p>CFA\u00ae\ufe0e\u306b\u3064\u3044\u3066\u306e\u305d\u306e\u4ed6\u306e\u7591\u554f\u306f<a href=\"https:\/\/triumphmind.com\/cfa\/2026\/08\/09\/cfa-faq\/\">CFA\u3088\u304f\u3042\u308b\u8cea\u554f100\u9078<\/a>\u306b\u3001\u53d7\u9a13\u8cc7\u683c\u3084\u8cbb\u7528\u306b\u3064\u3044\u3066\u306f<a href=\"https:\/\/triumphmind.com\/cfa\/2026\/08\/10\/what-cfa\/\">CFA\u8a66\u9a13\u306e\u5b8c\u5168\u30ac\u30a4\u30c9<\/a>\u3068<a href=\"https:\/\/triumphmind.com\/cfa\/2026\/08\/10\/howmuch-2\/\">\u5408\u683c\u307e\u3067\u306b\u304b\u304b\u308b\u8cbb\u7528<\/a>\u306b\u307e\u3068\u3081\u3066\u3044\u307e\u3059\u3002<a href=\"https:\/\/triumphmind.com\/cfa\/2026\/08\/10\/cfa-level-1-summary\/\">CFA\u00ae\ufe0e Level 1\u306e\u5168\u4f53\u50cf<\/a>\u3084<a href=\"https:\/\/triumphmind.com\/cfa\/2026\/03\/03\/self-study\/\">\u72ec\u5b66\u3067\u5408\u683c\u3067\u304d\u308b\u306e\u304b<\/a>\u3082\u3042\u308f\u305b\u3066\u3054\u89a7\u304f\u3060\u3055\u3044\u3002<\/p>\n<p>SIE\u30fbSeries 7\u30fbSeries 63\u306e\u82f1\u8a9e\u306e\u7528\u8a9e\u3067\u3064\u307e\u305a\u3044\u3066\u3044\u308b\u65b9\u306f\u3001<a href=\"https:\/\/utage-system.com\/p\/9LCn8sV9TBy7\" target=\"_blank\" rel=\"noopener\">\u82f1\u65e5\u7528\u8a9e\u5bfe\u8a33\u96c6100\uff08\u7121\u6599PDF\uff09<\/a>\u3082\u3054\u5229\u7528\u304f\u3060\u3055\u3044\u3002<\/p>\n<\/div>\n<div class=\"box05\">\n<p><strong>\u5546\u6a19\u306b\u3064\u3044\u3066<\/strong><\/p>\n<p>FINRA\u00ae \u304a\u3088\u3073 Securities Industry Essentials\u00ae (SIE\u00ae) \u306f Financial Industry Regulatory Authority, Inc. \u306e\u767b\u9332\u5546\u6a19\u3067\u3059\u3002\u5f53\u30b5\u30a4\u30c8\u304a\u3088\u3073FA-Academy\u306f\u540c\u793e\u304a\u3088\u3073\u4ed6\u306e\u3044\u304b\u306a\u308b\u5546\u6a19\u6a29\u8005\u3068\u3082\u63d0\u643a\u95a2\u4fc2\u306b\u3042\u308a\u307e\u305b\u3093\u3002\u672c\u8a18\u4e8b\u306fFINRA\u306b\u3088\u308a\u5be9\u67fb\u30fb\u627f\u8a8d\u3055\u308c\u305f\u3082\u306e\u3067\u306f\u3042\u308a\u307e\u305b\u3093\u3002\u8a18\u8f09\u5185\u5bb9\u306f<a href=\"https:\/\/www.finra.org\/registration-exams-ce\/qualification-exams\" target=\"_blank\" rel=\"noopener\">FINRA\u304c\u516c\u8868\u3057\u3066\u3044\u308b\u8a66\u9a13\u60c5\u5831<\/a>\u306a\u3069\u306e\u516c\u958b\u60c5\u5831\u306b\u57fa\u3065\u304f\u4e00\u822c\u7684\u306a\u89e3\u8aac\u3067\u3042\u308a\u3001\u500b\u5225\u306e\u767b\u9332\u53ef\u5426\u3084\u53d7\u9a13\u8cc7\u683c\u306b\u3064\u3044\u3066\u306f\u5fc5\u305a\u6240\u5c5e\u5148\u306e\u30b3\u30f3\u30d7\u30e9\u30a4\u30a2\u30f3\u30b9\u90e8\u9580\u306b\u3054\u78ba\u8a8d\u304f\u3060\u3055\u3044\u3002<\/p>\n<\/div>\n<p><script type=\"application\/ld+json\">\n{\n \"@context\": \"https:\/\/schema.org\",\n \"@type\": \"FAQPage\",\n \"mainEntity\": [\n  {\n   \"@type\": \"Question\",\n   \"name\": \"SIE\u306f\u307e\u3060\u65e5\u672c\u306b\u3044\u308b\u3046\u3061\u306b\u53d7\u9a13\u3067\u304d\u307e\u3059\u304b\uff1f\",\n   \"acceptedAnswer\": {\n    \"@type\": \"Answer\",\n    \"text\": \"\u3067\u304d\u307e\u3059\u3002SIE\uff08Securities Industry Essentials\uff09\u306f18\u6b73\u4ee5\u4e0a\u3067\u3042\u308c\u3070\u8a3c\u5238\u4f1a\u793e\u3068\u306e\u96c7\u7528\u95a2\u4fc2\u304c\u306a\u304f\u3066\u3082\u53d7\u9a13\u3067\u304d\u3001\u7c73\u56fd\u5e02\u6c11\u3067\u3042\u308b\u5fc5\u8981\u3082\u3042\u308a\u307e\u305b\u3093\u3002\u5408\u683c\u306f4\u5e74\u9593\u6709\u52b9\u306a\u306e\u3067\u3001\u8d74\u4efb\u524d\u3084\u8d74\u4efb\u76f4\u5f8c\u306bSIE\u3060\u3051\u5148\u306b\u7247\u3065\u3051\u3066\u304a\u304d\u3001\u73fe\u5730\u3067Series 7\u306b\u96c6\u4e2d\u3059\u308b\u3068\u3044\u3046\u9806\u756a\u304c\u6210\u7acb\u3057\u307e\u3059\u3002\u53d7\u9a13\u306f\u30d7\u30ed\u30e1\u30c8\u30ea\u30c3\u30af\u7b49\u306e\u30c6\u30b9\u30c8\u30bb\u30f3\u30bf\u30fc\u3067\u884c\u3044\u3001\u53d7\u9a13\u6599\u306f100\u30c9\u30eb\u3067\u3059\u3002\"\n   }\n  },\n  {\n   \"@type\": \"Question\",\n   \"name\": \"Series 7\u3092\u81ea\u8cbb\u3067\u5148\u306b\u53d7\u3051\u3066\u304a\u304f\u3053\u3068\u306f\u3067\u304d\u307e\u3059\u304b\uff1f\",\n   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7\u306f\u3069\u3061\u3089\u3092\u5148\u306b\u53d7\u3051\u308b\u3079\u304d\u3067\u3059\u304b\uff1f\",\n   \"acceptedAnswer\": {\n    \"@type\": \"Answer\",\n    \"text\": \"SIE\u304c\u5148\u3067\u3059\u3002SIE\u3068Series 7\u306f\u524d\u5f8c\u95a2\u4fc2\u306e\u3042\u308b\u300c\u5171\u901a\u8981\u4ef6\uff08corequisite\uff09\u300d\u3067\u3001General Securities Representative\u3068\u3057\u3066\u767b\u9332\u3059\u308b\u306b\u306f\u4e21\u65b9\u306e\u5408\u683c\u304c\u5fc5\u8981\u3067\u3059\u3002SIE\u306f\u8a3c\u5238\u696d\u754c\u306e\u5171\u901a\u77e5\u8b58\u3001Series 7\u306f\u305d\u306e\u4e0a\u306b\u4e57\u308b\u5b9f\u52d9\u306e\u8a66\u9a13\u3068\u3044\u3046\u69cb\u9020\u306a\u306e\u3067\u3001SIE\u3067\u571f\u53f0\u3092\u3064\u304f\u3063\u3066\u304b\u3089Series 7\u306b\u9032\u3080\u307b\u3046\u304c\u5b66\u7fd2\u52b9\u7387\u3082\u9ad8\u304f\u306a\u308a\u307e\u3059\u3002\"\n   }\n  },\n  {\n   \"@type\": \"Question\",\n   \"name\": \"Series 63\u306f\u5fc5\u305a\u5fc5\u8981\u3067\u3059\u304b\uff1f\",\n   \"acceptedAnswer\": {\n    \"@type\": \"Answer\",\n    \"text\": \"\u591a\u304f\u306e\u5dde\u3067\u5fc5\u8981\u306b\u306a\u308a\u307e\u3059\u3002Series 63\u306fFINRA\u306e\u8981\u4ef6\u3067\u306f\u306a\u304f\u3001\u5317\u7c73\u8a3c\u5238\u7ba1\u7406\u8005\u5354\u4f1a\uff08NASAA\uff09\u304c\u4f5c\u6210\u3057FINRA\u304c\u5b9f\u65bd\u3059\u308b\u5dde\u6cd5\u306e\u8a66\u9a13\u3067\u3001\u5dde\u306e\u767b\u9332\u8981\u4ef6\u3068\u3057\u3066\u8ab2\u3055\u308c\u307e\u3059\u3002\u62c5\u5f53\u3059\u308b\u9867\u5ba2\u306e\u6240\u5728\u5dde\u306b\u3088\u3063\u3066\u6c42\u3081\u3089\u308c\u308b\u7bc4\u56f2\u304c\u5909\u308f\u308b\u305f\u3081\u3001\u6700\u7d42\u7684\u306b\u306f\u6240\u5c5e\u5148\u306e\u30b3\u30f3\u30d7\u30e9\u30a4\u30a2\u30f3\u30b9\u90e8\u9580\u306e\u6307\u793a\u306b\u5f93\u3046\u3053\u3068\u306b\u306a\u308a\u307e\u3059\u304c\u3001\u5b9f\u52d9\u4e0a\u306fSeries 7\u3068\u30bb\u30c3\u30c8\u3067\u53d7\u3051\u308b\u30b1\u30fc\u30b9\u304c\u4e00\u822c\u7684\u3067\u3059\u3002\"\n   }\n  },\n  {\n   \"@type\": \"Question\",\n   \"name\": \"\u8a66\u9a13\u306e\u5408\u683c\u7387\u306f\u3069\u306e\u304f\u3089\u3044\u3067\u3059\u304b\uff1f\",\n   \"acceptedAnswer\": {\n    \"@type\": \"Answer\",\n    \"text\": \"FINRA\u306f\u5404\u8a66\u9a13\u306e\u5408\u683c\u7387\u3092\u516c\u8868\u3057\u3066\u3044\u307e\u305b\u3093\u3002\u30a4\u30f3\u30bf\u30fc\u30cd\u30c3\u30c8\u4e0a\u3067\u300cSeries 7\u306e\u5408\u683c\u7387\u306f72%\u300d\u3068\u3044\u3046\u6570\u5b57\u3092\u898b\u304b\u3051\u308b\u3053\u3068\u304c\u3042\u308a\u307e\u3059\u304c\u3001\u3053\u308c\u306f\u5408\u683c\u57fa\u6e96\u70b9\uff08passing score\uff09\u306e72\u304c\u5408\u683c\u7387\u3068\u3057\u3066\u8aa4\u3063\u3066\u5e83\u307e\u3063\u305f\u3082\u306e\u3067\u3059\u3002\u6570\u5b57\u3092\u6839\u62e0\u306b\u96e3\u6613\u5ea6\u3092\u6e2c\u308d\u3046\u3068\u305b\u305a\u3001\u51fa\u984c\u7bc4\u56f2\u3068\u554f\u984c\u6570\u30fb\u8a66\u9a13\u6642\u9593\u304b\u3089\u5fc5\u8981\u306a\u5b66\u7fd2\u91cf\u3092\u898b\u7a4d\u3082\u308b\u307b\u3046\u304c\u78ba\u5b9f\u3067\u3059\u3002\"\n   }\n  },\n  {\n   \"@type\": \"Question\",\n   \"name\": \"\u65e5\u672c\u306e\u8a3c\u5238\u5916\u52d9\u54e1\u8cc7\u683c\u3092\u6301\u3063\u3066\u3044\u308c\u3070\u6709\u5229\u306b\u306a\u308a\u307e\u3059\u304b\uff1f\",\n   \"acceptedAnswer\": {\n    \"@type\": \"Answer\",\n    \"text\": \"\u76f4\u63a5\u306e\u514d\u9664\u3084\u63db\u7b97\u306f\u3042\u308a\u307e\u305b\u3093\u3002\u65e5\u672c\u306e\u5916\u52d9\u54e1\u8cc7\u683c\uff08\u65e5\u672c\u8a3c\u5238\u696d\u5354\u4f1a\uff09\u3068\u7c73\u56fd\u306e\u767b\u9332\u5236\u5ea6\u306f\u5225\u306e\u5236\u5ea6\u3067\u3001\u76f8\u4e92\u627f\u8a8d\u3082\u3042\u308a\u307e\u305b\u3093\u3002\u305f\u3060\u3057\u3001\u6709\u4fa1\u8a3c\u5238\u306e\u7a2e\u985e\u3001\u6ce8\u6587\u306e\u7a2e\u985e\u3001\u9867\u5ba2\u7ba1\u7406\u3084\u52e7\u8a98\u306e\u30eb\u30fc\u30eb\u3068\u3044\u3063\u305f\u9aa8\u683c\u306f\u5171\u901a\u3057\u3066\u3044\u308b\u305f\u3081\u3001\u307e\u3063\u305f\u304f\u306e\u521d\u5b66\u8005\u3088\u308a\u306f\u5168\u4f53\u50cf\u3092\u3064\u304b\u3080\u306e\u304c\u901f\u304f\u306a\u308a\u307e\u3059\u3002\u969c\u5bb3\u306b\u306a\u308b\u306e\u306f\u5236\u5ea6\u305d\u306e\u3082\u306e\u3088\u308a\u3001\u82f1\u8a9e\u306e\u8a3c\u5238\u5b9f\u52d9\u7528\u8a9e\u3068\u7c73\u56fd\u56fa\u6709\u306e\u5546\u54c1\u30fb\u898f\u5236\u3067\u3059\u3002\"\n   }\n  },\n  {\n   \"@type\": \"Question\",\n   \"name\": \"CFA\u00ae\ufe0e\u3068Series 7\u306f\u3069\u3061\u3089\u3092\u512a\u5148\u3059\u3079\u304d\u3067\u3059\u304b\uff1f\",\n   \"acceptedAnswer\": {\n    \"@type\": \"Answer\",\n    \"text\": \"\u76ee\u7684\u304c\u9055\u3046\u306e\u3067\u7af6\u5408\u3057\u307e\u305b\u3093\u3002Series 7\u306f\u7c73\u56fd\u3067\u8a3c\u5238\u696d\u52d9\u3092\u884c\u3046\u305f\u3081\u306e\u696d\u52d9\u514d\u8a31\u306b\u3042\u305f\u308b\u767b\u9332\u8981\u4ef6\u3067\u3001\u8d74\u4efb\u5148\u306e\u696d\u52d9\u304c\u59cb\u307e\u308b\u524d\u306b\u5fc5\u8981\u306b\u306a\u308a\u307e\u3059\u3002CFA\u00ae\ufe0e\u306f\u6295\u8cc7\u5206\u6790\u3068\u904b\u7528\u306e\u5c02\u9580\u6027\u3092\u793a\u3059\u56fd\u969b\u8cc7\u683c\u3067\u3001\u5e30\u4efb\u5f8c\u306e\u30ad\u30e3\u30ea\u30a2\u3084\u904b\u7528\u30fb\u8abf\u67fb\u7cfb\u3078\u306e\u7570\u52d5\u3067\u52b9\u304d\u307e\u3059\u3002\u307e\u305a\u306f\u696d\u52d9\u306b\u5fc5\u8981\u306aSeries 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