{"id":10543,"date":"2026-09-17T16:19:44","date_gmt":"2026-09-17T07:19:44","guid":{"rendered":"https:\/\/triumphmind.com\/cfa\/?p=10543"},"modified":"2026-09-17T16:39:05","modified_gmt":"2026-09-17T07:39:05","slug":"eu-mifid2-esma-cfa","status":"publish","type":"post","link":"https:\/\/triumphmind.com\/cfa\/2026\/09\/17\/eu-mifid2-esma-cfa\/","title":{"rendered":"\u3010EU\u00d7CFA\u00ae\ufe0e\u3011EU\u3067\u91d1\u878d\u306e\u4ed5\u4e8b\u3092\u3059\u308b\u65e5\u672c\u4eba\u304c\u53d7\u3051\u308b\u8a66\u9a13\uff5cMiFID II\u30fbESMA\u306e\u8981\u4ef6\u3068\u56fd\u3054\u3068\u306e\u9055\u3044"},"content":{"rendered":"

EU\u306b\u306f\u300c\u3053\u308c\u3092\u53d7\u3051\u308c\u3070\u3044\u3044\u300d\u3068\u3044\u30461\u672c\u306e\u8a66\u9a13\u304c\u306a\u3044<\/h2>\n

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\u5171\u901a\u3057\u3066\u3044\u308b\u306e\u306fMiFID II\u3068ESMA\u306e\u30ac\u30a4\u30c9\u30e9\u30a4\u30f3<\/h3>\n

\u571f\u53f0\u306b\u306a\u3063\u3066\u3044\u308b\u306e\u306fMiFID II\uff08\u7b2c2\u6b21\u91d1\u878d\u5546\u54c1\u5e02\u5834\u6307\u4ee4\uff09\u306e\u7b2c25\u67611\u9805\u3067\u3059\u3002\u3053\u3053\u3067\u3001\u6295\u8cc7\u52a9\u8a00\u3084\u91d1\u878d\u5546\u54c1\u306b\u95a2\u3059\u308b\u60c5\u5831\u63d0\u4f9b\u3092\u884c\u3046\u8077\u54e1\u304c\u5fc5\u8981\u306a\u77e5\u8b58\u3068\u80fd\u529b\u3092\u5099\u3048\u3066\u3044\u308b\u3053\u3068\u3092\u3001\u91d1\u878d\u6a5f\u95a2\u304c\u78ba\u4fdd\u3059\u308b\u3088\u3046\u6c42\u3081\u3066\u3044\u307e\u3059\u3002<\/p>\n

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\u5177\u4f53\u7684\u306a\u8981\u4ef6\u306f\u56fd\u3054\u3068\u306b\u6c7a\u307e\u308b<\/h3>\n

ESMA\u306e\u30ac\u30a4\u30c9\u30e9\u30a4\u30f3\u306f\u3001\u5404\u56fd\u306e\u5f53\u5c40\u306b\u5bfe\u3057\u3066\u300c\u8a8d\u3081\u308b\u8cc7\u683c\u3092\u5177\u4f53\u7684\u306b\u516c\u8868\u3059\u308b\u300d\u304b\u300c\u30ac\u30a4\u30c9\u30e9\u30a4\u30f3\u306e\u57fa\u6e96\u3068\u3001\u9069\u5207\u306a\u8cc7\u683c\u304c\u6e80\u305f\u3059\u3079\u304d\u7279\u5fb4\u3092\u516c\u8868\u3059\u308b\u300d\u304b<\/strong>\u306e\u3044\u305a\u308c\u304b\u3092\u6c42\u3081\u3066\u3044\u307e\u3059\u3002\u3042\u308f\u305b\u3066\u3001\u5fc5\u8981\u306a\u5b9f\u52d9\u7d4c\u9a13\u306e\u9577\u3055\u3001\u76e3\u7763\u4e0b\u3067\u50cd\u3051\u308b\u6700\u9577\u671f\u9593\u3001\u8cc7\u683c\u306e\u5be9\u67fb\u3092\u793e\u5185\u3067\u884c\u3046\u304b\u793e\u5916\u3067\u884c\u3046\u304b\u3082\u516c\u8868\u3059\u308b\u3053\u3068\u306b\u306a\u3063\u3066\u3044\u307e\u3059\u3002<\/p>\n

\u3064\u307e\u308a\u300cEU\u3067\u306f\u3053\u306e\u8cc7\u683c\u300d\u3068\u3044\u3046\u7b54\u3048\u306f\u5b58\u5728\u305b\u305a\u3001\u8d74\u4efb\u5148\u306e\u56fd\u306e\u5f53\u5c40\u304c\u516c\u8868\u3057\u3066\u3044\u308b\u4e00\u89a7\u3092\u898b\u306b\u884c\u304f\u3057\u304b\u3042\u308a\u307e\u305b\u3093\u3002<\/strong>\u3053\u308c\u304cEU\u7de8\u306e\u7d50\u8ad6\u306e\u534a\u5206\u3067\u3059\u3002<\/p>\n

ESMA\u306e\u30ac\u30a4\u30c9\u30e9\u30a4\u30f3\u304c\u6c7a\u3081\u3066\u3044\u308b\u3053\u3068<\/h2>\n

\u56fd\u3054\u3068\u306b\u9055\u3046\u3068\u306f\u3044\u3048\u3001\u5171\u901a\u306e\u67a0\u7d44\u307f\u306f\u3042\u308a\u307e\u3059\u3002\u62bc\u3055\u3048\u3066\u304a\u304f\u3068\u3001\u8d74\u4efb\u5148\u306e\u5236\u5ea6\u3092\u8aad\u3080\u3068\u304d\u306b\u8ff7\u3044\u307e\u305b\u3093\u3002<\/p>\n

\n\n\n\n\n\n\n\n\n\n
\u9805\u76ee<\/th>\n\u5185\u5bb9<\/th>\n<\/tr>\n<\/thead>\n
\u8077\u54e1\u306e\u533a\u5206<\/td>\n\u300c\u6295\u8cc7\u52a9\u8a00\u3092\u884c\u3046\u8077\u54e1\u300d\u3068\u300c\u60c5\u5831\u63d0\u4f9b\u306e\u307f\u3092\u884c\u3046\u8077\u54e1\u300d\u3067\u57fa\u6e96\u304c\u5206\u304b\u308c\u3001\u52a9\u8a00\u3092\u884c\u3046\u5074\u306b\u3088\u308a\u9ad8\u3044\u6c34\u6e96<\/strong>\u304c\u6c42\u3081\u3089\u308c\u308b<\/td>\n<\/tr>\n
\u6700\u4f4e\u9650\u306e\u5b9f\u52d9\u7d4c\u9a13<\/td>\n\u30d5\u30eb\u30bf\u30a4\u30e0\u76f8\u5f53\u30676\u30f6\u6708\u4ee5\u4e0a\u3002<\/strong>\u53d6\u5f97\u3057\u305f\u8cc7\u683c\u3084\u63d0\u4f9b\u3059\u308b\u30b5\u30fc\u30d3\u30b9\u306b\u5fdc\u3058\u3066\u3001\u5404\u56fd\u5f53\u5c40\u304c\u3053\u308c\u3088\u308a\u9577\u3044\u671f\u9593\u3092\u5b9a\u3081\u308b\u3053\u3068\u304c\u3067\u304d\u308b<\/td>\n<\/tr>\n
\u8981\u4ef6\u3092\u6e80\u305f\u3057\u3066\u3044\u306a\u3044\u5834\u5408<\/td>\n\u8cc7\u683c\u304b\u7d4c\u9a13\u306e\u3044\u305a\u308c\u304b(\u307e\u305f\u306f\u4e21\u65b9)\u304c\u8db3\u308a\u306a\u3044\u8077\u54e1\u306f\u3001\u8981\u4ef6\u3092\u6e80\u305f\u3059\u8077\u54e1\u306e\u76e3\u7763\u4e0b\u3067\u306e\u307f<\/strong>\u696d\u52d9\u3092\u884c\u3048\u308b<\/td>\n<\/tr>\n
\u76e3\u7763\u4e0b\u3067\u50cd\u3051\u308b\u671f\u9593<\/td>\n\u6700\u95774\u5e74<\/strong>(\u5404\u56fd\u5f53\u5c40\u304c\u3088\u308a\u77ed\u3044\u671f\u9593\u3092\u5b9a\u3081\u308b\u5834\u5408\u306f\u305d\u308c\u306b\u5f93\u3046)<\/td>\n<\/tr>\n
\u5404\u56fd\u5f53\u5c40\u306e\u5f79\u5272<\/td>\n\u8a8d\u3081\u308b\u8cc7\u683c\u306e\u4e00\u89a7\u3001\u307e\u305f\u306f\u57fa\u6e96\u3068\u8cc7\u683c\u304c\u6e80\u305f\u3059\u3079\u304d\u7279\u5fb4\u3092\u516c\u8868\u3059\u308b<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n<\/div>\n

\u203b2026\u5e749\u6708\u6642\u70b9\u3002\u51fa\u5178\u306fESMA\u300cGuidelines for the assessment of knowledge and competence\u300d\u3002<\/p>\n

\u4f8b:\u30d5\u30e9\u30f3\u30b9\u306eAMF\u8a8d\u8a3c<\/h2>\n

\u5177\u4f53\u4f8b\u3068\u3057\u3066\u3001\u65e5\u672c\u4eba\u306e\u8d74\u4efb\u5148\u3068\u3057\u3066\u591a\u3044\u30d5\u30e9\u30f3\u30b9\u3092\u898b\u3066\u307f\u307e\u3059\u3002\u30d5\u30e9\u30f3\u30b9\u3067\u306fAMF\uff08\u91d1\u878d\u5e02\u5834\u5e81\uff09\u306e\u8077\u696d\u8a8d\u8a3c\u304c\u5fc5\u8981\u306b\u306a\u308a\u307e\u3059\u3002<\/p>\n

\n\n\n\n\n\n\n\n\n\n\n
\u9805\u76ee<\/th>\n\u5185\u5bb9<\/th>\n<\/tr>\n<\/thead>\n
\u5bfe\u8c61\u306b\u306a\u308b\u8077\u7a2e<\/td>\n\u30bb\u30fc\u30eb\u30b9\u3001\u8cc7\u7523\u904b\u7528\u62c5\u5f53\u3001\u6e05\u7b97\u62c5\u5f53\u3001\u30dd\u30b9\u30c8\u30c8\u30ec\u30fc\u30c9\u62c5\u5f53\u3001\u91d1\u878d\u30a2\u30ca\u30ea\u30b9\u30c8\u3001\u30c8\u30ec\u30fc\u30c0\u30fc\u3001\u30b3\u30f3\u30d7\u30e9\u30a4\u30a2\u30f3\u30b9\u30fb\u5185\u90e8\u7d71\u5236\u8cac\u4efb\u8005(RCCI)\u3001\u6295\u8cc7\u30b5\u30fc\u30d3\u30b9\u30b3\u30f3\u30d7\u30e9\u30a4\u30a2\u30f3\u30b9\u8cac\u4efb\u8005(RCSI)\u30022020\u5e741\u67081\u65e5\u4ee5\u964d\u306f\u3001\u3059\u3079\u3066\u306e\u30d5\u30a1\u30a4\u30ca\u30f3\u30b7\u30e3\u30eb\u30fb\u30a4\u30f3\u30d9\u30b9\u30c8\u30e1\u30f3\u30c8\u30fb\u30a2\u30c9\u30d0\u30a4\u30b6\u30fc<\/strong>\u3082\u5bfe\u8c61<\/td>\n<\/tr>\n
\u8a66\u9a13<\/td>\n120\u554f\u306e\u591a\u80a2\u9078\u629e\u5f0f\uff0f\u6700\u59272\u6642\u9593<\/td>\n<\/tr>\n
\u5408\u683c\u30e9\u30a4\u30f3<\/td>\n\u91d1\u878d\u77e5\u8b58\u3068\u8077\u696d\u5b9f\u52d9\u306e\u4e21\u65b9\u306e\u30bb\u30af\u30b7\u30e7\u30f3\u306780%<\/strong><\/td>\n<\/tr>\n
\u671f\u9650<\/td>\n\u7740\u4efb\u304b\u30896\u30f6\u6708\u4ee5\u5185<\/strong>\u306b\u77e5\u8b58\u306e\u691c\u8a3c\u8981\u4ef6\u3092\u6e80\u305f\u3059\u3002\u305d\u308c\u307e\u3067\u306f\u9069\u5207\u306a\u76e3\u7763\u4e0b\u306b\u7f6e\u304b\u308c\u308b<\/td>\n<\/tr>\n
\u5b9f\u65bd<\/td>\nAMF\u304c\u8a8d\u5b9a\u3057\u305f\u7814\u4fee\u6a5f\u95a2(\u73fe\u572813\u6a5f\u95a2)\u304c\u5b9f\u65bd\u30022020\u5e74\u4ee5\u964d\u306f\u30d5\u30e9\u30f3\u30b9\u8a9e\u307e\u305f\u306f\u82f1\u8a9e\u3067\u53d7\u9a13\u53ef\u80fd<\/strong><\/td>\n<\/tr>\n
\u6709\u52b9\u671f\u9593<\/td>\n\u751f\u6daf\u6709\u52b9\u3002\u96c7\u7528\u4e3b\u304c\u5909\u308f\u3063\u3066\u3082\u6709\u52b9<\/strong><\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n<\/div>\n

\u300c\u9ad8\u7b49\u6559\u80b2\u306e\u8cc7\u683c\u3067\u306f\u4ee3\u66ff\u3067\u304d\u306a\u3044\u300d\u3068\u660e\u8a18\u3055\u308c\u3066\u3044\u308b<\/h3>\n

\u3053\u3053\u306f\u6b63\u76f4\u306b\u66f8\u3044\u3066\u304a\u304d\u307e\u3059\u3002AMF\u306f\u300cNo higher education qualification is equivalent to the AMF examination.\uff08AMF\u8a66\u9a13\u3068\u540c\u7b49\u306e\u9ad8\u7b49\u6559\u80b2\u8cc7\u683c\u306f\u5b58\u5728\u3057\u306a\u3044\uff09\u300d<\/strong>\u3068\u660e\u8a18\u3057\u3066\u3044\u307e\u3059\u3002\u3064\u307e\u308a\u30d5\u30e9\u30f3\u30b9\u3067\u306f\u3001CFA\u00ae\ufe0e\u3092\u6301\u3063\u3066\u3044\u3066\u3082AMF\u8a66\u9a13\u306f\u53d7\u3051\u308b\u3053\u3068\u306b\u306a\u308a\u307e\u3059\u3002<\/p>\n

\u4f8b:\u30c9\u30a4\u30c4 \u2014 BaFin\u3078\u306e\u5f93\u696d\u54e1\u5c4a\u51fa<\/h2>\n

\u30d5\u30e9\u30f3\u30af\u30d5\u30eb\u30c8\u306f\u3001\u65e5\u7cfb\u91d1\u878d\u6a5f\u95a2\u306e\u6b27\u5dde\u62e0\u70b9\u304c\u96c6\u307e\u308b\u90fd\u5e02\u3067\u3059\u3002\u30c9\u30a4\u30c4\u3067\u306f\u3001\u8a3c\u5238\u30b5\u30fc\u30d3\u30b9\u3092\u63d0\u4f9b\u3059\u308b\u4f1a\u793e\u306e\u4e00\u90e8\u306e\u8077\u54e1\u304c\u3001BaFin\uff08\u9023\u90a6\u91d1\u878d\u76e3\u7763\u5e81\uff09\u306b\u5c4a\u3051\u51fa\u3089\u308c\u308b\u4ed5\u7d44\u307f\u306b\u306a\u3063\u3066\u3044\u307e\u3059\u3002\u6839\u62e0\u306fWpHG\uff08\u30c9\u30a4\u30c4\u8a3c\u5238\u53d6\u5f15\u6cd5\uff09\u3068\u3001\u305d\u306e\u4e0b\u4f4d\u898f\u5247\u3067\u3042\u308bWpHG-Mitarbeiteranzeigeverordnung\uff08WpHGMaAnzV\uff09\u3067\u3059\u3002<\/p>\n

\u5c4a\u51fa\u306e\u5bfe\u8c61\u306b\u306a\u308b\u306e\u306f\u3001\u6b21\u306e3\u3064\u306e\u8077\u7a2e\u3067\u3059\u3002<\/p>\n